Search Results | Showing 21 - 30 of 1277 results for "Retail investor" |
| | | Coinbase Australia is launching perpetuals contracts (perps), with three different options ranging from cryptocurrency, equity, and commodity assets, available to eligible wholesale investors. The firm said the domestic crypto market is maturing, and ... |
| | | | ASIC has suspended the Australian financial services licence (AFSL) of GFA Capital Markets (GFA) for five months after finding multiple client money, reporting obligation and compliance failures. GFA's licence has been suspended from 23 July 2026 to ... |
| | | | Former Berndale Capital Securities director Stavro D'Amore has been sentenced to almost four years' imprisonment after admitting to dishonestly misusing nearly $700,000 of company funds and authorising false statements to ASIC. The Federal Court sentence ... |
| | | | Nearly 2.4 million Australian now hold cryptocurrency, according to new research, as local exchange Swyftx announced it is the first domestic crypto platform to offer both traditional asset classes alongside digital assets. Investment Trends' inaugural ... |
| | | | Viridian Financial Group announced three promotions to its investment leadership team as it merges its asset management and private wealth businesses under a single unit called Infinity. Viridian has brought together Infinity Asset Management and its ... |
| | | | An innovative financial product, known as perpetual futures contract (perps), are currently under the scope of the market regulator, spreading concerns that the "speculative" product may be unlawfully distributed towards retail investors. According ... |
| | | | ASIC has cancelled the Australian financial services licence (AFSL) of Queensland-based Australian Fiduciaries, which is currently in liquidation. This follows Australian Fiduciaries' inability to pay the amount determined by the Australian Financial ... |
| | | | ... stability, and safeguarding our financial system and markets." Supporting the agenda, ASIC will prioritise consumer and retail investor protection from serious harms and ensure its enforcement priorities and efforts are calibrated accordingly. It will ... |
| | | | Co-investments and the secondaries market are driving a fresh wave of private equity deals, with super funds emerging as major players, but in a tougher, slower season for the asset class, endurance is key. Investors looking at private equity for the ... |
| | | | ASIC has cancelled the Australian financial services licence (AFSL) of contracts for difference (CFD) issuer Trive Financial Services Australia, after determining the company was no longer carrying on a financial services business in Australia. The ... |
|