Search Results | Showing 1 - 10 of 416 results for "Pty Ltd" |
| | ... between February 2021 and January 2023, while an authorised representative and responsible manager of Octillion Partner Pty Ltd, Rose recommended six self-managed superannuation fund (SMSF) clients to invest their superannuation in a financial product. ... |
| | | ... Company (iExtend) after investigating concerns that it was operating without an AFSL. The undertaking also relates to iExi Pty Ltd, which trades as iExtend. Documents show the investigation commenced in June last year after concerns were raised that ... |
| | | ... is not a fit and proper person to perform the roles. Previously, Durant was the sole director of Assurance Corp (Aust) Pty Ltd (Assurance Corp). Both Durant and Assurance Corp were authorised representatives of Insurance Advisernet Australia Pty Limited ... |
| | | ... Further, it established the advice equity partnership model, completing two investments into McGregor Wealth Management Pty Ltd and Atkinson Saynor Private Wealth. Diverger announced a slight increase of 2% on its normalised EBITA which shifted to $6.9 ... |
| | | ... were never even passed on to their creditors. ASIC has commenced proceedings in the federal court against Bakken Holdings Pty Ltd (Bakken), an operator of the debt management business Solve My Debt Now, following concerns of substantial consumer harm. ... |
| | | ... superannuation savings into newly established SMSFs and subsequently lend those funds to his two companies, Secure Investments Pty Ltd and Aquila Group Pty Ltd. The regulator said between 13 May 2015 and 6 January 2020, the former director dishonestly ... |
| | | ... Scott Langdon and Rahul Goyal were appointed as voluntary administrators of FTX Australia and its subsidiary, FTX Express Pty Ltd, which operates a digital currency exchange not regulated by ASIC. In the US, FTX Trading, West Real Shires Services (trading ... |
| | | ... engaging in dishonest conduct. Wertheimer was a financial adviser under his own company, John Wertheimer & Associates Pty Ltd, before appointing Picture Wealth Advisory Pty Ltd to service a group of clients. The ban prevents Wertheimer from engaging ... |
| | | ... investors in the event RES cannot recover the funds elsewhere. "Mr Fox, a former director of Urban Recycling Solutions Pty Ltd ("URS"), was heavily involved in the management of a project associated with the development and manufacture of Plazrok - an ... |
| | | ... acted in the Federal Court to wind up the unregistered managed investment scheme operated by Marco and AMS Holdings (WA) Pty Ltd, the AMS Holdings Trust, in 2020. The court heard that between February 2014 and October 2018 Marissen, who was employed ... |
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