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Showing 1 - 10 of 437 results for "Pty Ltd"

ASIC bans former adviser Rhys Reilly for 10 years

KARREN VERGARA  |  MONDAY, 13 APR 2026
... authorised representative of InterPrac Financial Plannaing under the corporate authorised representative of Rhys Reilly Pty Ltd from 29 March 2017 to 20 May 2025. Between 21 May 2025 to 15 August 2025, he was authorised directly by InterPrac. On 5 March ...

Another former Venture Egg adviser slapped with four-year ban

MATTHEW WAI  |  TUESDAY, 31 MAR 2026
A Victorian financial adviser, who was supervised by Ferras Merhi of United Financial Advice and Ferras Merhi Pty Ltd (Venture Egg), has been banned for four years over inappropriate advice and deceptive conduct, including impersonating other advisers. ...

Brisbane financial adviser appears in court on dishonesty charges

RIDDHIMA TALWANI  |  TUESDAY, 10 MAR 2026
... Prakash is a director of Principal Financial Services, Self-Managed Super, Provest Enterprises, and Super Funds Australia Pty Ltd ITF Principal Superannuation Fund. ASIC alleges Prakash engaged in unlicensed financial services related to securities ...

Aussie Olympian's brother pleads guilty for role in global scam

ELIZA BAVIN  |  WEDNESDAY, 28 JAN 2026
... suspected international scams that targeted Australian investors. "At the time of offending, Gunn was a director of Mormarkets Pty Ltd, a company that accepted deposits from Australians for cryptocurrency and other supposed investment opportunities," ...

Cordis AM winds up only fund

ELIZA BAVIN  |  THURSDAY, 15 JAN 2026
... for this niche product. It is an investment thesis we continue to believe in," Cartmill said. "Cordis Asset Management Pty Ltd will continue to operate with a view to explore other funds management and investment business options." The fund struggled ...

Sequoia shares dive nearly 50%

KARREN VERGARA  |  TUESDAY, 25 NOV 2025
... time prior to the market opening, Mr Crole alerted the company secretary and CFO, Ms Lizzie Tan, requesting Boardroom Pty Ltd contact the ASX to request a pause in trading so the board could request a trading halt then assess the notice and then make ...

Two financial services directors fined $15k over reporting failures

MATTHEW WAI  |  TUESDAY, 25 NOV 2025
Directors of Sheffield Insurance Pty Ltd (trading by the name of Sheffield Insurance Services), Phillip Bird and Daniel Holmes, have been convicted of two offences and fined $15,000 over failure to lodge financial statements and auditors' reports with ...

Interprac sued over Shield, First Guardian failures

JAMIE WILLIAMSON  |  THURSDAY, 13 NOV 2025
... the parent company of Interprac - entered a trading halt. Together, Interpac representatives Venture Egg and Rhys Reilly Pty Ltd advised about 6843 clients to invest some $677 million into the Shield Master Fund and First Guardian Master Fund. Of these ...

$15m crypto scam costs former adviser 10 years

JAMIE WILLIAMSON  |  THURSDAY, 12 JUN 2025
... 2024. During this time, Rogan was a financial adviser with Fincare and an authorised representative of Private Wealth Pty Ltd. Her authorisation was revoked in February 2024. Rogan was banned for engaging in misleading or deceptive conduct. ASIC said ...

Touchstone closes flagship fund

KARREN VERGARA  |  TUESDAY, 3 JUN 2025
... statement to Financial Standard : "After consultation with the fund's investment manager Touchstone Asset Management Pty Ltd (Touchstone) and our own analysis of the fund, we are of the view that the fund's viability was in question due to low ...
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