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Showing 1 - 5 of 5 results for "Protect Ensure"

ASIC bans Sydney adviser

JAMIE WILLIAMSON  |  FRIDAY, 16 DEC 2016
... banned from providing financial services for three years by ASIC. Keira Jane Keegan, a former representative of Protect Ensure, was banned for recommending SMSF clients invest in financial products issued by Protect Ensure. Keegan was a representative ...

ASIC bans deceptive adviser

KERRIE SYDEE  |  TUESDAY, 8 NOV 2016
... engaged in misleading and deceptive conduct when recommending clients invest in unsecured fixed interest notes in Protect Ensure. Karakatsanis has been an authorised representative of a number of Australian Financial Services Licensees since 2003, however ...

ASIC reviews One Big Switch, bans adviser

DARREN SNYDER  |  TUESDAY, 30 JUN 2015
... finding he engaged in conduct "that was misleading or deceptive whilst issuing unsecured fixed interest notes in Protect Ensure." Lee Robert Robin of Camp Hill, Queensland, has been a director of Protect Ensure since 18 April 2006. Protect Ensure was ...

ASIC cancels boutique's AFSL

HARRY PAGE  |  THURSDAY, 18 DEC 2014
Boutique Protect Ensure Pty Ltd has had its Australian financial services (AFS) licence cancelled by the Australian Securities and Investments Commission (ASIC) following a suspension of its licence earlier this year. ASIC suspended Protect Ensure's ...

ASIC suspends advice firm for three months

LAURA MILLAN  |  WEDNESDAY, 1 OCT 2014
... boutique financial planning practice for three months after it failed to comply with its compliance obligations. Protect Ensure, with offices in Brisbane and Sydney, has had its Australian financial services licence (AFSL) suspended from September 23 ...
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