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Showing 1 - 3 of 3 results for "Licensing Summit"

We don't always vote in complainants' favour: AFCA

MATTHEW WAI  |  MONDAY, 1 JUN 2026
... The Australian Financial Complaints Authority (AFCA) addressed a crowd of financial advisers at the MDS Self Licensing Summit 2026, busting the myth the ombudsman is always targeting them. Speaking at a discussion panel at last Thursday, AFCA senior ...

Small pocket of failed measures can 'blow the entire business': Anderson

MATTHEW WAI  |  FRIDAY, 29 MAY 2026
... Breaking down licensees' responsibilities when it comes to monitoring authorised representatives at the MDS Self Licensing Summit 2026 in Sydney yesterday, Anderson said many cases of misconduct stem from control measures inadequately enforced. He provided ...

More advisers go self-licensed to avoid associative risks

MATTHEW WAI  |  THURSDAY, 28 MAY 2026
... under large dealer groups. My Dealer Services (MDS) managing director Alex Euvrard, speaking at the MDS Self Licensing Summit 2026, highlighted that over one in three (35%) financial advisers now operate within a self-licenced practice, a stark contrast ...
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