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Showing 1 - 4 of 4 results for "Licensing Summit"

AFSL specialist snags Entireti head of advice risk

MATTHEW WAI  |  TUESDAY, 20 OCT 2026
... self-licensing space over the past year by facilitating 30 percent of new AFSLs in the country and hosting the first Self Licensing Summit open to all financial advisers. "Across the industry more than 30% of Australian financial advisers now operate ...

We don't always vote in complainants' favour: AFCA

MATTHEW WAI  |  MONDAY, 1 JUN 2026
... The Australian Financial Complaints Authority (AFCA) addressed a crowd of financial advisers at the MDS Self Licensing Summit 2026, busting the myth the ombudsman is always targeting them. Speaking at a discussion panel at last Thursday, AFCA senior ...

Small pocket of failed measures can 'blow the entire business': Anderson

MATTHEW WAI  |  FRIDAY, 29 MAY 2026
... Breaking down licensees' responsibilities when it comes to monitoring authorised representatives at the MDS Self Licensing Summit 2026 in Sydney yesterday, Anderson said many cases of misconduct stem from control measures inadequately enforced. He provided ...

More advisers go self-licensed to avoid associative risks

MATTHEW WAI  |  THURSDAY, 28 MAY 2026
... under large dealer groups. My Dealer Services (MDS) managing director Alex Euvrard, speaking at the MDS Self Licensing Summit 2026, highlighted that over one in three (35%) financial advisers now operate within a self-licenced practice, a stark contrast ...
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