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Showing 1 - 10 of 11 results for "Joe Longo"

ASIC research guides retail investment regulations

ANDREW MCKEAN  |  THURSDAY, 11 AUG 2022
... platforms (used by 31% of surveyed investors), the three most used platforms all specialised in cryptocurrency. ASIC chair Joe Longo commented: "We are concerned about the number of people surveyed who reported investing in unregulated, volatile crypto-asset ...

ASIC issues warning to finfluencers

JAMIE WILLIAMSON  |  MONDAY, 21 MAR 2022
... penalties if their content contravenes financial services law. The information sheet follows confirmation from ASIC chair Joe Longo last year that the regulator was concerned with the conflation of personal and general advice in the online influencer ...

Longo's ASIC less aggressive: Report

ELIZABETH MCARTHUR  |  FRIDAY, 10 DEC 2021
Despite a flood of litigation following the Royal Commission, a new report from Herbert Smith Freehills says Joe Longo's ASIC is taking a less aggressive enforcement approach than its contemporaries. Herbert Smith Freehills' Global Financial Services ...

ASIC enforces licence conditions on ASX

ANNABELLE DICKSON  |  WEDNESDAY, 24 NOV 2021
... market resilience. "The ASX outage was a very serious event, exacerbated by subsequent operational issues," ASIC chair Joe Longo said. "The imposition of these licence conditions will confirm that remedial actions are implemented appropriately and efficiently ...

Advice gap spurs boom in investment media

ELIZABETH MCARTHUR  |  THURSDAY, 4 NOV 2021
... popularity of this kind of investment advice media has not escaped the notice of the corporate regulator. ASIC chair Joe Longo previously said the regulator is looking into the conflation of personal and general advice in the online influencer space ...

ASIC worried about finfluencers

ELIZABETH MCARTHUR  |  TUESDAY, 21 SEP 2021
... are turning to financial influencers for advice because professional financial advice is too expensive. New ASIC chair Joe Longo spoke at the Association of Financial Advisers' annual national conference. Longo said ASIC is committed to addressing unmet ...

ASIC outlines corporate plan

ANNABELLE DICKSON  |  THURSDAY, 26 AUG 2021
... pandemic. We will continue to take opportunities to support businesses through more efficient regulation," ASIC chair Joe Longo said. "At the same time, we will continue to be vigilant in protecting consumers and investors from harm. ASIC will make use ...

ASX outage result of process failures, disagreement

KARREN VERGARA  |  MONDAY, 23 AUG 2021
... categories: risk, governance, delivery, requirements, vendor management, testing, and incident management. ASIC chair Joe Longo said the fact that the ASX was not equipped to go live is "very disappointing". "ASX has acknowledged and accepted the need ...

ASIC outlines approach to reforms amid uncertainty

JAMIE WILLIAMSON  |  FRIDAY, 13 AUG 2021
... insurance, and updated internal dispute resolution requirements. Outlining the approach the regulator will take, ASIC chair Joe Longo said it will consider the "context that firms are operating in". "While these reforms have been in the pipeline for ...

ASIC appoints new chair, deputy chair

ELIZABETH MCARTHUR  |  THURSDAY, 29 APR 2021
ASIC has appointed a new chair to replace James Shipton and a deputy chair. Perth-based lawyer Joe Longo has been appointed chair and the ACCC's Sarah Court also joins the regulator as deputy chair. "On behalf of the ASIC Commission and team I'd ...
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