Search Results | Showing 61 - 70 of 125 results for "Joe Longo" |
| | | ... "... Bit Trade's contraventions were serious and motivated by a desire to maximise revenue," he said. ASIC chair Joe Longo said TMDs are fundamental in ensuring that investors aren't inappropriately marketed products that could harm them, highlighting ... |
| | | | ... allege NAB unlawfully failed to respond to their customers' appeal for help when they needed them most," ASIC chair Joe Longo said. "These customers included people who were domestic violence victims, battling serious medical conditions, dealing with ... |
| | | | ... whether they believe it's appropriate to maintain them. Appearing before the Economics Legislation Committee today, chair Joe Longo - who appeared alongside deputy chair Sarah Court, commissioners Alan Kirkland and Simone Constant and others - was asked ... |
| | | | ... commenced April last year, is currently ongoing. Appearing before the Parliamentary Joint Committee last Friday, ASIC chair Joe Longo said: "Our investigation concerns suspected market manipulation and contraventions of a number of provisions of the ... |
| | | | ... relying on existing policies, ASIC said it was not clear whether this was the result of a deliberate decision. ASIC chair Joe Longo believes the adoption will ultimately influence how AI impacts consumers. While the technology can provide opportunities ... |
| | | | ... (ASIC) has made two appointments to its senior executive leadership team. Following an international search, ASIC chair Joe Longo announced the appointment of Peter Soros as executive director regulation and supervision, and Chris Savundra to the role ... |
| | | | ... appealed to the Federal Court's ruling two months later. Commenting on ANZ's appeal being quashed on October 2, ASIC chair Joe Longo said: "ASIC will always defend the integrity of Australia's markets. This is an important case that confirms how critical ... |
| | | | ... accountability for its conduct. Macquarie's inertia was a large factor in ASIC determining the size of the penalty. ASIC chair Joe Longo said: "The record penalty imposed by the MDP reflects the serious, prolonged, and potential systemic failures by ... |
| | | | ... continues to be suitable for them, whether they continue to fall within the target market. More recently, ASIC chair Joe Longo, while on stage at the Australian Compliance Institute Annual Conference, conceded that the workload for compliance teams has ... |
| | | | ... private markets and emerging financial products will form a new pillar of ASIC's expanded strategic priorities. ASIC chair Joe Longo said the agency's corporate plan included a new pillar in its strategic priorities that underscored a commitment to strengthening ... |
|