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Showing 101 - 110 of 125 results for "Joe Longo"

Taskforce exposes rising dangers for retail investors

ANDREW MCKEAN  |  FRIDAY, 31 MAR 2023
... delivery methods. "Scams, misconduct, and harmful practices targeting retail investors do not respect borders," ASIC chair Joe Longo commented. "In our own domestic experience, we see persistent challenges around the supervision and enforcement of cross-border ...

Expect more greenwashing action: ASIC

RACHEL ALEMBAKIS  |  FRIDAY, 3 MAR 2023
... against Mercer Superannuation for allegations of greenwashing is "just one of the investigations on foot", ASIC chair Joe Longo said. "We will do what we need to do to make sure entities are not misleading the market" on greenwashing, Longo said at the ...

ASIC questioned over workplace culture

CASSANDRA BALDINI  |  THURSDAY, 23 FEB 2023
... deputy chair Karen Chester. At a hearing this morning, a letter written by Secretary Treasurer Kennedy to ASIC chair Joe Longo regarding Chester's conduct was reviewed along with Longo's response. According to the hearing, Longo was provided ...

ASIC cracks down on CHESS issues

KARREN VERGARA  |  WEDNESDAY, 22 FEB 2023
... replacement project in February 2015. Seven years on and $255 million down the drain, the project was canned. ASIC chair Joe Longo said the new reports will help build confidence in the ASX's ability to deliver the CHESS replacement and any other ...

ASIC dodges PGPA investigation questioning

CASSANDRA BALDINI  |  THURSDAY, 16 FEB 2023
At a hearing this morning, Senator Andrew Bragg called out ASIC chair Joe Longo after he opted not to answer questions about ASIC commissioners investigated under the Public Governance Performance and Accountability (PGPA) Act. Fronting the Senate Economics ...

ASIC commissioner to join Vanguard

JAMIE WILLIAMSON  |  TUESDAY, 17 JAN 2023
... contribution Sean has made to ASIC in his role as commissioner and wish him well in the next stage of his career," ASIC chair Joe Longo commented. This was Hughes' third stint with ASIC, having served as director, financial services between 1999 ...

Regulators urge ASX to maintain CHESS

ANDREW MCKEAN  |  THURSDAY, 15 DEC 2022
... infrastructure for the purposes of auditing the support and maintenance of a clearing and settlement system. ASIC chair Joe Longo commented that CHESS is a critical financial market infrastructure of Australia. "ASIC's immediate priority is to ensure ...

ASIC proceedings name Pendal board member

ANDREW MCKEAN  |  TUESDAY, 13 DEC 2022
... risks. The regulator said this was a breach of their director duty obligations. Commenting on the matter, ASIC chair Joe Longo said the role of directors was critical to a company's general standing and performance, including how a company deals ...

Vanguard cops fine for greenwashing

RACHEL ALEMBAKIS  |  FRIDAY, 2 DEC 2022
... inadvertently," Vanguard said. Enforcement action against greenwashing is a current ASIC priority. Last month, ASIC chair Joe Longo warned that the market regulator is currently investigating listed companies, super funds, and managed funds for potential ...

ASX dumps CHESS replacement project

JAMIE WILLIAMSON  |  THURSDAY, 17 NOV 2022
... the next phase of the replacement plans, which may well leverage some of the technology already developed. ASIC chair Joe Longo said: "The independent report has found significant gaps and deficiencies in ASX's program delivery capabilities and that ...