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Showing 1 - 7 of 7 results for "GuardianFP"

Suncorp pays $1.4m remediation bill

JAMIE WILLIAMSON  |  TUESDAY, 3 SEP 2019
... clients for poor financial advice. ASIC today confirmed Suncorp has completed the remediation program for more than 4000 GuardianFP clients, paying out a total of $1.431 million. Suncorp undertook the program after the corporate regulator imposed additional ...

ASIC bans Perth adviser

KANIKA SOOD  |  THURSDAY, 15 NOV 2018
... Advisers (AFA). He worked at Lifenet (WA) Financial Advice. Prior to this he had worked at Suncorp Group licence holder, GuardianFP Ltd.

ASIC accepts EU from Brisbane adviser

KARREN VERGARA  |  FRIDAY, 19 JAN 2018
... Duane Wright, owner of Brisbane-based First National Home Loans and Insurance, breached obligations when he worked for GuardianFP between July 2012 and April 2016. Wright currently is representative of Alliance Wealth. According to the regulator, Wright ...

Regulator bans adviser for seven years

JAMIE WILLIAMSON  |  FRIDAY, 23 JUN 2017
... profiles and statements of advice containing false information. At the time of the offences Gunner was a representative of GuardianFP. Commenting on the ban, ASIC deputy chair Peter Kell said: "ASIC is determined to ban financial advisers who deliberately ...

34 months prison for ex- GuardianFP adviser

BEN COLLINS  |  TUESDAY, 13 NOV 2012
... in premium payments for the fake policies, reported ASIC. At the time Heathwood was an authorised representative of GuardianFP and an employee of Jalee Consulting Group Pty Ltd. Jalee is also an authorised representative of GuardianFP. The periods of ...

Adviser banned for chasing commissions

ELISE BURGESS  |  WEDNESDAY, 7 MAR 2012
... policies in order to collect the consequent commissions. Susan Heathwood, of Randwick, was an authorised representative of GuardianFP from April 2005 until May 2011, and an employee of Jalee Consulting Group Pty Ltd (Jalee), also an authorised representative ...

ASIC bans financial planner in the west

... he would not adhere to financial services laws in the future. Sanders was formerly an authorised representative of Guardianfp in Western Australia between March 2004 and September 2004. He was also an insurance agent acting on behalf of a number of insurance ...
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