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Showing 1 - 10 of 15 results for "Fold Legal"

FASEA to reword Standard 3

KARREN VERGARA  |  WEDNESDAY, 3 NOV 2021
... align the wording of the Standard with the intent of the standard," FASEA chief executive Stephen Glenfield said. The Fold Legal partner Simon Carrodus said that Standard 3 appears to impose a blanket ban on servicing a client if a conflict exists. "It ...

Managed accounts not immune to Royal Commission

KARREN VERGARA  |  TUESDAY, 22 JAN 2019
... potential implications the financial services Royal Commission will have on remuneration and product recommendations. The Fold Legal chair Claire Wivell Plater urges financial advisers not to be "naive" in thinking that managed accounts are not subject ...

Crunch time for limited MDA advisers

KARREN VERGARA  |  WEDNESDAY, 14 MAR 2018
... the increased costs of implementing an in-house MDA is leading advisers towards a fully outsourced MDA approach." The Fold Legal managing director Claire Wivell Plater told last year's Managed Accounts Forum that limited MDAs arose about 14 years ago ...

New industry body to launch

JAMIE WILLIAMSON  |  MONDAY, 23 OCT 2017
... FinTech Australia, and ANZIFF. Also partnering in various ways is QBE, Macquarie Bank, MunichRe, TAS, EY, AUB Group, The Fold Legal, Stone & Chalk, Suncorp, IAG, Envest, RAC Insurance and Oliver Wyman. With its key objective being to identify and promote ...

Record turnout drives Managed Accounts Forum success

KARREN VERGARA  |  MONDAY, 18 SEP 2017
... presentations, which this year featured tandem speakers of a managed accounts expert and a financial adviser's case study. The Fold Legal managing director Claire Wivell Plater kicked off the day with a well-rounded overview of the regulatory, legal ...

ASIC toughens MDA suitability rules

KARREN VERGARA  |  THURSDAY, 14 SEP 2017
... requirements, a legal expert warns. Presenting at today's Financial Standard Managed Accounts Best Practice Forum, The Fold Legal managing director Claire Wivell Plater said the requirements are an interesting and new development ASIC is currently reviewing ...

Managed Accounts Forum draws record crowd

JAMIE WILLIAMSON  |  FRIDAY, 8 SEP 2017
... presented by one of the foremost experts on managed account regulation, Claire Wivell Plater, managing director of The Fold Legal. Under the theme 'The Adviser Showcase', there will be seven financial advisers/practice owners presenting their case study ...

Ignition Wealth makes two senior hires

ALEX BURKE  |  WEDNESDAY, 26 OCT 2016
... sector." Claire Wivell Plater, joining as a member of Ignition Wealth's advisory board, is the managing director of The Fold Legal. She is also a member of the business advisory committee to ASIC's licensing division, and had a key role in liaising between ...

Fintechs issued AFSL warning

MARK SMITH  |  THURSDAY, 9 APR 2015
... putting themselves in breach of the law and opening themselves up for investigation by the regulator, according to The Fold Legal. Managing director of the law firm, Claire Wivell Plater, said start-ups dabbling on the fringes of financial services should ...

Perpetual partners The Fold to help accountants

MARK SMITH  |  TUESDAY, 7 APR 2015
... Funds (SMSFs). Under the partnership program, Perpetual has formed a strategic partnership with boutique law firm The Fold Legal, which has prepared more than 400 AFS and ACL licence applications since 2002. "SMSFs have become a significant driver of ...
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