The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 10 of 71 results for "FCA"|
|... many AFMs often made assumptions that they could not justify to us, undermining the credibility of their assessments," the FCA said. Other managers did not meet the FCA's standards by having poorly designed processes and ultimately did not complete ...|
|... claims to be the biggest Bitcoin exchange and alt-coin cryptocurrency exchange in the world by volumes traded. However, the FCA has warned consumers to stay away. The regulator said it was aware that the company is offering UK consumers a range of products ...|
|... London-based private markets manager. Pacific Current Group (PAC) has received approval from UK's Financial Conduct Authority (FCA) to invest in Astarte Capital Partners, after entering a purchase agreement on December 24. PAC is paying GBP4.4 million ...|
|... firms," Miles said. "As part of the move into the UK, we are further localising all products for the UK market, over layering UK FCA regulatory standards to meet the needs of British clients." David Hempson will join the company as its new business development ...|
|... fund progresses. Some Â£2.54 billion ($4.5 billion) of capital has been returned to investors as at 31 December 2020. "As the FCA investigation is an ongoing and confidential process, Link Group cannot speculate or make any further comment on it. As ...|
|... was forced to act after Woodford announced that his new investment firm is in the works, reportedly operating out of Jersey. FCA director of enforcement and market oversight Mark Steward said Woodford has not applied for appropriate permissions to commence ...|
|... wording issues, losing its appeal bid in the High Court. The test case was launched by the UK Financial Conduct Authority (FCA) to resolve legal issues concerning the interpretation of common business interruption policy wordings, in relation to whether ...|
|... compliance failures, the UK's Financial Conduct Authority has found, noting the two-year breach period to April 2019. The FCA determined CSUK did not adequately protect client assets by way of poor recordkeeping, failing to reconcile holdings, and not ...|
|... contingent on an advice market that offers a broader range of consumer support services so they have the confidence to invest, the FCA found. Complaints made about dodgy financial advisers have dropped by more than a quarter (25%), from 2197 in 2016-17 ...|
|The UK's Financial Conduct Authority (FCA) has banned three people from working in financial services due to sex offences they had committed. The FCA's decision to ban the three individuals comes after Megan Butler, executive director of supervision ...|
Tomorrow Super is readying itself for a $5 million pre-IPO funding round, with the promise of a financial adviser friendly superannuation solution.
Investment consultant firms from across the world with US$10 trillion in assets under advice have joined together to launch a global net zero initiative.
Senator Jane Hume is warning consumers who fall victim to bad advice from finfluencers not to rely on the government for compensation.
In its submission to the inquiry into common ownership, BlackRock point out the theory behind the inquiry is "based on fundamental misconceptions", adding that any possible reforms based on ideas still under debate would be premature.
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