Search Results | Showing 31 - 40 of 117 results for "FCA" |
| | | ... illiquid or difficult-to-sell investments, which caused investors significant loss. In doing so, we consider Link breached the FCA Handbook rules and failed to properly carry out the management function of the Woodford Equity Income Fund," Leigh Day's ... |
| | | | ... should mean core investment advice can be offered to consumers at a lower price point than holistic financial advice," the FCA said. Much of the proposed changes come on the back of research conducted by the FCA which found almost 10 million people in ... |
| | | | ... for making a trade could be causing users to trade more frequently and undertake riskier trades than they otherwise would. FCA research surveyed over 3000 users of four different apps, adapting the Problem Gambling Severity Index for a survey on investing ... |
| | | | ... Fund Solutions Limited; it appointed Macquarie Capital and UBS Securities as advisers. The UK Financial Conduct Authority (FCA) approved a Dye & Durham takeover of Link, but this acquisition was subject to a requirement that funds were made available ... |
| | | | ... Capital Partners IV. The transaction is expected to close in the first half of 2023, subject to Financial Conduct Authority (FCA) and other regulatory approvals. |
| | | | ... including Court action, for serious breaches." Meanwhile, earlier this week, the UK regulator, the Financial Complaints Authority (FCA), has proposed a package of measures including investment product sustainability labels and restrictions on how terms ... |
| | | | ... advisers. As previously reported by Financial Standard, in September, Link announced that the UK Financial Conduct Authority (FCA) had issued a draft warning to Link Fund Solutions about its role as an authorised corporate director to the LF Woodford ... |
| | | | A review of the boundaries between advice and guidance will be carried out by the Financial Conduct Authority (FCA). Regulatory burden pricing consumers out of advice is being felt across the pond and in response, the UK regulator said it's taking ... |
| | | | ... intends to evaluate alternatives for the business should it not eventuate. Recently, the UK's Financial Conduct Authority (FCA) approved Dye & Durham's takeover of Link Group. However, this was subject to a condition that Dye & Durham committed ... |
| | | | The UK's Financial Conduct Authority (FCA) has approved Dye & Durham's takeover of Link Group, but the acquisition may be hindered by potential redress payments of more than $500 million over Link's involvement with the LF Woodford Equity Income Fund. ... |
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