Search Results | Showing 21 - 30 of 105 results for "FCA" |
| | ... for making a trade could be causing users to trade more frequently and undertake riskier trades than they otherwise would. FCA research surveyed over 3000 users of four different apps, adapting the Problem Gambling Severity Index for a survey on investing ... |
| | | ... Fund Solutions Limited; it appointed Macquarie Capital and UBS Securities as advisers. The UK Financial Conduct Authority (FCA) approved a Dye & Durham takeover of Link, but this acquisition was subject to a requirement that funds were made available ... |
| | | ... Capital Partners IV. The transaction is expected to close in the first half of 2023, subject to Financial Conduct Authority (FCA) and other regulatory approvals. |
| | | ... including Court action, for serious breaches." Meanwhile, earlier this week, the UK regulator, the Financial Complaints Authority (FCA), has proposed a package of measures including investment product sustainability labels and restrictions on how terms ... |
| | | ... advisers. As previously reported by Financial Standard, in September, Link announced that the UK Financial Conduct Authority (FCA) had issued a draft warning to Link Fund Solutions about its role as an authorised corporate director to the LF Woodford ... |
| | | A review of the boundaries between advice and guidance will be carried out by the Financial Conduct Authority (FCA). Regulatory burden pricing consumers out of advice is being felt across the pond and in response, the UK regulator said it's taking ... |
| | | ... intends to evaluate alternatives for the business should it not eventuate. Recently, the UK's Financial Conduct Authority (FCA) approved Dye & Durham's takeover of Link Group. However, this was subject to a condition that Dye & Durham committed ... |
| | | The UK's Financial Conduct Authority (FCA) has approved Dye & Durham's takeover of Link Group, but the acquisition may be hindered by potential redress payments of more than $500 million over Link's involvement with the LF Woodford Equity Income Fund. ... |
| | | ... Central Bank of Ireland but is awaiting approvals from the Foreign Investment Review Board, the UK Financial Conduct Authority ("FCA") and the Luxembourg Commission de Surveillance du Secteur. The acquisition was approved by Link's shareholders last ... |
| | | ... themselves against these requirements and demonstrate they have taken reasonable steps to meet them, making it easier for the FCA to identify those that aren't meeting the Duty and take action. "The current economic climate means it's more important ... |
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