The latest issue of Financial Standard now available as an e-newspaper
|Showing 21 - 30 of 71 results for "FCA"|
|... UK-managed equities funds in the first six months of 2018 after MiFID II forced them to reconsider their research arrangements. The FCA said the reforms have forced portfolio managers to fund research out of their own revenues instead of passing them ...|
|... get financial advice. Nearly 22% of sales staff received more than 100% of their base salary in bonus payments, leading the FCA to believe call handlers would place their own financial interests ahead of the customer. The firm failed to provide some ...|
|... Executive Committee. The appointment will be effective 9 September 2019 and, as she will be based in London, is subject to FCA regulatory approval in the UK.|
|... Neil Woodford to take to YouTube to explain the liquidity issues and apologise to investors - whose money was trapped. Now, FCA chief executive Andrew Bailey has commented on Woodford's actions. In a speech at the FCA's annual public meeting, Bailey ...|
|The UK's Financial Conduct Authority (FCA) has opened an investigation into the events surrounding the suspension of the Woodford Equity Income Fund, with Link Group now caught in the scandal. Earlier this month, star UK fund manager Neil Woodford took ...|
|... shifting demographics. The discussion paper poses a series of questions designed to engender a nationwide conversation on how the FCA and the financial services industry should meet consumers' changing needs. The FCA said it recognises the way people ...|
|... through "bogus" online trading platforms, after the nation lost £27 million to crypto and forex scams so far in FY18/19. The FCA said crypto and forex scam reports more than tripled in the last year, clearing 1800. According to the UK's national fraud ...|
|... market delivers. It will also consider how new market trends and developments might affect the future development of advice. FCA executive director of strategy and competition Christopher Woolard said consumers and the market are changing rapidly, as ...|
|... services conduct regulator has fined Goldman Sachs International more than £34 billion over historic reporting breaches. The FCA revealed the fine late last month and said the global giant had failed to provide accurate and timely reporting relating ...|
|... information relating to about 87 million reportable transactions. A further 49.1 million transactions were reported in error. The FCA said the failings relate to UBS's change management processes, maintaining reference data used in its reporting and ...|
Intensifying its commitment to the Asia Pacific region, State Street has appointed a long serving J.P. Morgan executive as its first country head for Australia.
Former Spectrum Wealth Advisers chief executive Mark Schroeder has been slapped with banning orders in addition to his six-year ban from providing financial services.
New analysis from Rainmaker Information shows about 60% of all MySuper products reduced their fees last financial year, with the average fees paid by members now sitting at 1%.
Octopus Investments, an energy asset manager, has made several appointments after recently surpassing $1 billion in assets under management.
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