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Showing 1 - 10 of 20 results for "County Court of Victoria"

Adviser jailed for illegal super access

KARREN VERGARA  |  WEDNESDAY, 24 NOV 2021
... financial advantage by deception and one count of attempting to obtain financial advantage by deception. The County Court of Victoria sentenced Saad to nine months' imprisonment for the first count and one month's imprisonment for the second ...

Accountant convicted in fee no service scam

ELIZA BAVIN  |  MONDAY, 9 MAR 2020
A Melbourne-based accountant has been sentenced in the County Court of Victoria after pleading guilty to two charges of making false or misleading statements. The court found Jason Cullen, an accountant employed by an accounting and financial advisory ...

Couple faces prison over ponzi-style scam

ELIZABETH MCARTHUR  |  FRIDAY, 10 MAY 2019
... ASIC labelled a "ponzi-style" operation. Douglas Johnston has been bailed ahead of appearing before the County Court of Victoria for a plea and sentencing hearing later this month. He could face 10 years in prison for each offence. His wife is already ...

ASIC hands down more permanent bans

JAMIE WILLIAMSON  |  WEDNESDAY, 14 SEP 2016
... amounting to a total value of over $1.3 million. In April of this year King appeared and was convicted in the County Court of Victoria on five counts of obtaining property by deception, two counts of obtaining financial advantage by deception, and other ...

Unlicensed property investor jailed for six years

ALEX BURKE  |  TUESDAY, 13 SEP 2016
... jailed for six years and three months following an ASIC investigation. Barry Patrick was sentenced by the County Court of Victoria, having been found guilty of three charges of obtaining property by deception, two charges of obtaining a financial advantage ...

Adviser jailed for blowing client funds on fast cars

MARK SMITH  |  THURSDAY, 21 AUG 2014
... Cini & Company, received a total of five years and three months in jail for his crimes. Appearing in the County Court of Victoria, Cini was ordered to serve a minimum of three years and three months before being eligible for release. ASIC's investigation ...

ASIC bans former PIS and AMP advisers

LAURA MILLAN  |  MONDAY, 23 JUN 2014
... Investments Commission (ASIC) took action against AMP Financial Planning adviser Roy Whye Wah Moo after the County Court of Victoria charged him of dealing with $100,000 or more that were the proceeds of crime. Moo pleaded quilty in December 2013 and ...

Property group director jailed for four years

LAURA MILLAN  |  MONDAY, 9 SEP 2013
... using his position as a director of several companies and making false and misleading statements. The County Court of Victoria sentenced him to four years jail with a non-parole period of two years. The court also ordered Weerappah to repay $3.7 million ...

Ex-Lonsec MD convicted of insider trading

JAMES FERNYHOUGH  |  THURSDAY, 23 MAY 2013
... Graham, a former managing director of stockbroking firm Lonsec, was convicted of insider trading at the County Court of Victoria on Wednesday. In 2010, Graham sold 200,000 shares in Clean Seas Tuna knowing that the fisheries company was set to announced ...

Former consultant sentenced for insider trading

LAURA MILLAN  |  FRIDAY, 15 MAR 2013
The County Court of Victoria has sentenced former consultant Ulf Ronnie Lindskog after being convicted of four insider trading charges brought by the Australian Securities and Investments Commission (ASIC). Judge David Parsons sentenced Lindskog to ...
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