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Showing 11 - 20 of 24 results for "County Court of Victoria"

ASIC bans former PIS and AMP advisers

LAURA MILLAN  |  MONDAY, 23 JUN 2014
... Investments Commission (ASIC) took action against AMP Financial Planning adviser Roy Whye Wah Moo after the County Court of Victoria charged him of dealing with $100,000 or more that were the proceeds of crime. Moo pleaded quilty in December 2013 and ...

Property group director jailed for four years

LAURA MILLAN  |  MONDAY, 9 SEP 2013
... using his position as a director of several companies and making false and misleading statements. The County Court of Victoria sentenced him to four years jail with a non-parole period of two years. The court also ordered Weerappah to repay $3.7 million ...

Ex-Lonsec MD convicted of insider trading

JAMES FERNYHOUGH  |  THURSDAY, 23 MAY 2013
... Graham, a former managing director of stockbroking firm Lonsec, was convicted of insider trading at the County Court of Victoria on Wednesday. In 2010, Graham sold 200,000 shares in Clean Seas Tuna knowing that the fisheries company was set to announced ...

Former consultant sentenced for insider trading

LAURA MILLAN  |  FRIDAY, 15 MAR 2013
The County Court of Victoria has sentenced former consultant Ulf Ronnie Lindskog after being convicted of four insider trading charges brought by the Australian Securities and Investments Commission (ASIC). Judge David Parsons sentenced Lindskog to ...

Former Lonsec MD pleads guilty to insider trading

LAURA MILLAN  |  MONDAY, 4 MAR 2013
... Melbourne Magistrates' Court as a contested committal hearing. He will appear for a plea hearing in the County Court of Victoria on May 16.

NAB FX pair get six years

HAMISH MADDEN  |  WEDNESDAY, 5 JUL 2006
... in jail. David Bullen faced 18 charges relating to his actions in the affair and was sentenced by the County Court of Victoria to 44 months jail with a minimum period of 30 months. Vincent Ficarra faced 13 charges and was sentenced to 28 months jail ...

Former NAB currency options trader jailed

... imprisonment following three charges brought by the Australian Securities and Investments Commission (ASIC). The County Court of Victoria however reduced the sentence that would have otherwise been imposed by taking into account on the basis that Duffy ...

Former NAB currency trader appears in court

Former National Australia Bank (NAB) currency trader David Bullen has appeared in the County court of Victoria charged with 19 counts of dishonestly using his position as an employee and one charge of obtaining a financial advantage by deception. The ...

Two Victorian accountants face fraud charges: ASIC

... dishonestly used his position as an employee of the company. The two defendants are set to appear in the County Court of Victoria on 23 January 2004. Both defendants were bailed on their own undertaking, to reside at a specified address, and to advise ...

Victorian Court dismisses Dotnet director's appeal

... Services Pty Ltd Mr Thomson appealed against the sentence imposed on 20 August 2003 by Judge Davey in the County Court of Victoria. He was sentenced to 12 months imprisonment on each of three charges of disseminating false and misleading information ...