Search Results | Showing 1 - 10 of 24 results for "Compliance Report" |
| | | The corporate regulator has suspended the AFSL of a responsible entity that oversees a property and mortgage fund for breaching several compliance and reporting obligations. The licence of Queensland-based financial services provider Investors Exchange ... |
| | | | Evergreen Consultants has launched a portfolio stress-testing tool within GreenVUE, Evergreen's proprietary portfolio analytics system. GreenVUE will allow financial advisers to visualise their investment portfolio's risk and return characteristics ... |
| | | | NAB Asset Servicing has signed up to State-Street-owned Charles River Development for compliance monitoring, oversight and reporting. NAS will use Charles River Investment Management Solution (IMS) to help institutional clients monitor a broad range ... |
| | | | ... those, 13% were found to be unfounded. "This report is also silent on the LCCC's own findings from their latest compliance report, which shows in the year to 30 June 2018, life insurers assessed 131, 271 claims," the FSC said. "Of these, 89% of income ... |
| | | | ASIC has released the final compliance report on the conditions it placed on Commonwealth Financial Planning and Financial Wisdom in 2014. Commonwealth Bank has paid a further $2.3 million to 232 clients advised by five of its advisers, according to ... |
| | | | ASX-listed Decimal Software has partnered with management consultancy firm Sequential to provide robo-advice solutions to superannuation fund clients. Under the memorandum of understanding, Decimal's Eqilize solution will offer superannuation providers ... |
| | | | A global technology firm is providing an automated compliance reporting solution for financial services organisations in accordance with APRA security guidelines. Tenable Network Security has developed the solution which will assist management, security ... |
| | | | J.P. Morgan has been appointed to provide custody and fund services by a $2.2 billion industry super fund. Club Plus Super selected the company following a competitive tender process. As its securities services provider, J.P. Morgan will deliver custody ... |
| | | | InvestmentLink has announced the development of a real-time compliance product that will provide financial advisers and dealer groups with immediate and ongoing compliance reporting. The product, Halcyon, will use InvestmentLink's data platform as well ... |
| | | | ... process overseen by KordaMentha Forensic," an ASIC statement said. KordaMentha Forensic's third report, the Compliance Report, is expected in 2016 and is auditing whether CFPL and FWL have complied with their additional AFS licence conditions, including ... |
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