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Showing 11 - 20 of 24 results for "Compliance Report"

WA Super appoints J.P. Morgan as custodian

DARREN SNYDER  |  TUESDAY, 25 AUG 2015
J.P. Morgan Investor Services will provide custody for WA Super after recently winning a mandate for the superannuation fund's $2.5 billion investment portfolio. The West Australian based super fund completed a tender and review process that went in ...

FEATURE: Custody under review

DARREN SNYDER  |  MONDAY, 3 AUG 2015
Custodians are a vital organ for super funds and asset managers. Darren Snyder explores the trillion-dollar industry. The $2.6 trillion Australian custody market has been highly active during the past 18 months and continues to be watched as several ...

LGS and Intrust Super appoint J.P. Morgan as custodian

DARREN SNYDER  |  WEDNESDAY, 1 JUL 2015
A rapidly evolving investment climate has formed a major part in both Local Government Super (LGS) and Intrust Super reappointing J.P. Morgan to provide custodial services. LGS chief executive, Peter Lambert, said LGS was seeking a custody partner that ...

WealthSure undertakes major reform of the business

LAURA MILLAN  |  TUESDAY, 3 SEP 2013
WealthSure is undertaking a full reform of its business after it entered into an enforceable undertaking following concerns by the Australian Securities and Investments Commission (ASIC) over poor compliance and failure to monitor advisers' actions. ...

Wealthtrac launches cloud-based SMSF platform

MARK SMITH  |  FRIDAY, 5 APR 2013
Wealthtrac, has launched a cloud-based SMSF platform that centralises administration and reporting to build efficiencies for advisers. The platform comes after two years of research that investigated where independent advisers could benefit from greater ...

Research houses in regulatory spotlight

CLAIRE MCGREAL  |  WEDNESDAY, 16 NOV 2011
... promote confident and informed investors." Consultation Paper 171 also suggests that research houses lodge a compliance report every two years, where they would relay their methodology and processes, internal conflicts management procedures, conflicts ...

ASIC outlines credit agency requirements

COMPANY RELEASE  |  FRIDAY, 13 NOV 2009
... comply with the IOSCO Code of Conduct Fundamentals for Credit Rating Agencies and lodge an IOSCO Code Annual Compliance Report to ASIC. These requirements also state that credit rating agencies review the ratings affected by material changes to rating ...

J.P. Morgan extends link with ACC

PRESS RELEASE  |  THURSDAY, 28 MAY 2009
J.P. Morgan has been selected to provide custodial, accounting and administration services to the Accident Compensation Corporation's (ACC) New Zealand portfolio. This means the firm manages around $5.5 billion in assets in total for the ACC after J.P. ...

Perpetual seeks SMSF leadership role

MICHAEL HOBBS  |  WEDNESDAY, 15 OCT 2008
Perpetual is striving for a leadership position in the Self Managed Super Fund (SMSF) sector to prevent over-regulation and ensure trustees can access the right information fresh after purchasing SMSF administration firm, smartsuper. Andrew Bloore ...

ESG assets made clear: JPMorgan

RUTH LIEW  |  TUESDAY, 19 AUG 2008
Australian fund managers and super funds worried about the principles governing their investments can now siphon "unethical" assets via JPMorgan's ESG-friendly screen. Unveiled three months ago in Europe, JPMorgan has developed a post-trade environmental ...