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Showing 1 - 10 of 10 results for "Citigroup Global Markets Australia"

Federal Court quashes ANZ appeal

KARREN VERGARA  |  THURSDAY, 3 OCT 2024
... capital raise. In 2022, criminal charges against ANZ and Moscati were dropped. Charges against Citigroup Global Markets Australia and Deutsche Bank AG and four senior banking executives as defendants were also dismissed. Last October, in a civil penalty ...

CDPP dumps ANZ cartel case

KARREN VERGARA  |  MONDAY, 14 FEB 2022
... issue of ANZ shares. Last week, the CDPP withdrew charges against the remaining defendants, Citigroup Global Markets Australia, Deutsche Bank AG and four senior banking executives, in relation to criminal cartel allegations arising from an ANZ institutional ...

CDPP drops cartel charges against ANZ

KARREN VERGARA  |  MONDAY, 1 NOV 2021
The Commonwealth Director of Public Prosecutions dropped charges against ANZ and an executive for their alleged involvement in a criminal cartel case. The CDPP has let ANZ and group treasurer Rick Moscati off the hook as it discontinued proceedings ...

Macquarie kicks off $400m raise

ALLY SELBY  |  MONDAY, 11 MAY 2020
... manage its capital mix and maintain diverse sources of funding," the bank said. ANZ Securities, Citigroup Global Markets Australia, CBA, E&P Corporate Advisory, Ord Minnett, Morgans Financial, NAB, and Westpac Institutional have been appointed as joint ...

ASIC commences civil action against ANZ

KARREN VERGARA  |  MONDAY, 17 SEP 2018
... Group treasurer Rick Moscati. The CDPP also said it will lay charges against Deutsche Bank and Citigroup Global Markets Australia for their alleged involvement. In the same announcement, ANZ flagged ASIC was investigating whether the bank's 7 August ...

Priestley resigns from ASX, Future Fund boards

KANIKA SOOD  |  TUESDAY, 19 JUN 2018
... manager on the case, according to other media reports. On June 5, charges were laid against ANZ, Citigroup Global Markets Australia, and Deutsche Bank. Six executives are slated to face court on July 3. No J.P. Morgan executives, including Priestley ...

ANZ, Deutsche and Citigroup under investigation for alleged cartel conduct

KANIKA SOOD  |  FRIDAY, 1 JUN 2018
... Group treasurer Rick Moscati, two other companies and other individuals. Deutsche Bank and Citigroup Global Markets Australia are the two other companies against which ACCC expects charges to be laid. ASIC is also investigating whether the joint lead ...

ASIC and Citigroup lock horns on insider trading

... Investments Commission (ASIC) has filed civil penalty proceedings in the Federal Court against Citigroup Global Markets Australia in a landmark case on alleged insider trading activities. Back in August 2005, Citigroup acted as an adviser to Toll Holdings ...

ASIC pursues Citigroup for alleged insider trading

... The Australian Securities and Investments Commission (ASIC) has made serious allegations that Citigroup Global Markets Australia has engaged in substantial insider trading activity. ASIC filed a civil proceeding in the Federal Court against Citigroup ...

NAB declares interest in AMP

... documents." The share price is expected to drift higher given that the brokers, JB Were and Citigroup Global Markets Australia, are under instruction to purchase up to 174 million shares, or 15% of AMP's listed equity. After initially offering to buy ...
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