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Showing 1 - 10 of 1364 results for "Australian Securities and Investments Commission"

Former Brite Advisors responsible manager banned

VINNY VUCAGO  |  WEDNESDAY, 10 JUN 2026
The Australian Securities and Investments Commission (ASIC) has permanently banned former Brite Advisors responsible manager Gerard Duffy from providing financial services after determining it had reason to believe he was not a fit and proper person. ...

ASIC moves to extend managed investment scheme relief measures

VINNY VUCAGO  |  THURSDAY, 28 MAY 2026
The Australian Securities and Investments Commission (ASIC) has moved to extend relief measures applying to a range of managed investment schemes, proposing to remake six legislative instruments due to expire later this year. Under the proposal, the ...

ASIC backs Australia's fintech edge as AI reshapes financial services

VINNY VUCAGO  |  FRIDAY, 22 MAY 2026
The Australian Securities and Investments Commission (ASIC) believes Australia is well placed to capitalise on accelerating financial innovation, as artificial intelligence (AI), digital finance and regulatory technology become increasingly embed across ...

Digital assets framework bill passes, paves the way for consumer confidence

MATTHEW WAI  |  THURSDAY, 2 APR 2026
... (Digital Assets Framework) Bill 2025, which amends the Corporations Act 2001 and the Australian Securities and Investments Commission Act 2001, passed the Senate on Wednesday. It requires digital asset platforms (DAPs) and tokenised custody platforms ...

Genetic testing laws pass parliament

ELIZA BAVIN  |  THURSDAY, 2 APR 2026
... penalties and criminal offences for non-compliance which will be regulated by the Australian Securities and Investments Commission. This legislation will make a meaningful difference to people's lives." Australian life insurers welcomed the passage ...

FEATURE: Private credit | At the precipice

GLENDA KORPORAAL  |  FRIDAY, 12 DEC 2025
... necessarily see the same risk happening in Australia," she says. Coincidentally the Australian Securities and Investments Commission (ASIC) has turned a spotlight on the growth of the $200 billion industry in Australia, signalling that it may need tighter ...

Feature: Compliance | Passing the buck

ELIZA BAVIN  |  WEDNESDAY, 15 OCT 2025
... funds may be distributable to unitholders. At a recent parliamentary hearing, Australian Securities and Investments Commission (ASIC) chair Joe Longo 01 described the situation as being on an "industrial scale". "This is a very sophisticated, coordinated ...

ASIC bans another former Lighthouse Partners director

ANGELIQUE MINAS  |  THURSDAY, 9 OCT 2025
The Australian Securities and Investments Commission (ASIC) has banned former Lighthouse Partners director and financial adviser Timothy Archibald from providing financial services for 10 years, for fees for no service (FFNS) conduct. This comes after ...

Australia, UK regulators exchange insights

MATTHEW WAI  |  FRIDAY, 26 SEP 2025
... representatives from the Bank of England, the Financial Conduct Authority, the Australian Securities and Investments Commission, the Reserve Bank of Australia and the Australian Prudential Regulation Authority. Both sides expressed their support for ...

RBA says ASX has 'considerable work to do'

ELIZA BAVIN  |  THURSDAY, 25 SEP 2025
... vehicle to ensure we execute well. It is a must-not-miss priority for ASX." The Australian Securities and Investments Commission (ASIC) is expected to release its inquiry into ASX - led by an independent panel including Rob Whitfield, Christine Holman ...
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