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Showing 11 - 20 of 1365 results for "Australian Securities and Investments Commission"

RBA says ASX has 'considerable work to do'

ELIZA BAVIN  |  THURSDAY, 25 SEP 2025
... vehicle to ensure we execute well. It is a must-not-miss priority for ASX." The Australian Securities and Investments Commission (ASIC) is expected to release its inquiry into ASX - led by an independent panel including Rob Whitfield, Christine Holman ...

Former staffer sues ASX, Lofthouse over bullying

ELIZA BAVIN  |  TUESDAY, 16 SEP 2025
... has faced harsh criticism from both the Reserve Bank of Australia (RBA) and the Australian Securities and Investments Commission (ASIC) surrounding the CHESS replacement. In March the two entities wrote a damning open letter to the market operator to ...

360 Capital receives takeover offer from TT Investments

MATTHEW WAI  |  MONDAY, 15 SEP 2025
... Investment Trust. "A copy of the Bidder's Statement has been lodged with the Australian Securities and Investments Commission and sent to TGP today," K&L Gates' statement read. "We also enclose an ASX announcement by TT Investments in relation to ...

ASIC, APRA outline regulatory reform opportunities

ELIZA BAVIN  |  FRIDAY, 5 SEP 2025
The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have outlined opportunities for regulatory reform in letters sent to Treasurer Jim Chalmers and Finance Minister Katy Gallagher. APRA ...

Shield-linked advice firm director, compliance manager banned

JAMIE WILLIAMSON  |  THURSDAY, 28 AUG 2025
... Maikousis, SLF Lawyers senior partner John Gdanski said: "The decision of the Australian Securities and Investments Commission is wrong. While the review into my client's ban is underway, ASIC should focus their powers on ensuring the major institutions ...

CALI launches review of Life Code

ELIZA BAVIN  |  THURSDAY, 31 JUL 2025
... financial regulation and consumer policy. He has served as deputy chair of both the Australian Securities and Investments Commission (ASIC) and the Australian Competition and Consumer Commission (ACCC). Kell was also chief executive of CHOICE, where ...

Northern Trust selected to test tokenised asset uses

ELIZA BAVIN  |  THURSDAY, 10 JUL 2025
... Finance Cooperative Research Centre (DFCRC). The work is also supported by the Australian Securities and Investments Commission (ASIC), the Australian Prudential Regulation Authority (APRA), and the Australian Treasury. This project is one of the initiatives ...

Australia an 'efficient' market for multinationals

MATTHEW WAI  |  WEDNESDAY, 9 JUL 2025
... to meeting sophisticated requirements. The report specifically pointed to the Australian Securities and Investments Commission (ASIC), which it said continues to modernise its registry system to improve data quality and accessibility. Other key characteristics ...

ASIC calls on AFS licensees to 'step up'

ELIZA BAVIN  |  TUESDAY, 24 JUN 2025
The Australian Securities and Investments Commission (ASIC) has issued a warning about share sale fraud after a spike in reports of stolen shares due to identify theft. ASIC said it has conducted an industry review and provided updated guidance for ...

ASIC alleges Choosi flogged Hannover life insurance products

KARREN VERGARA  |  TUESDAY, 3 JUN 2025
... companies." If the court finds that Choosi contravened ss 12DB and 12DF of the Australian Securities and Investments Commission Act 2001, it could pay $16.5 million for a single contravention.