Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 11 - 20 of 1368 results for "Australian Securities and Investments Commission"

Feature: Compliance | Passing the buck

ELIZA BAVIN  |  WEDNESDAY, 15 OCT 2025
... funds may be distributable to unitholders. At a recent parliamentary hearing, Australian Securities and Investments Commission (ASIC) chair Joe Longo 01 described the situation as being on an "industrial scale". "This is a very sophisticated, coordinated ...

ASIC bans another former Lighthouse Partners director

ANGELIQUE MINAS  |  THURSDAY, 9 OCT 2025
The Australian Securities and Investments Commission (ASIC) has banned former Lighthouse Partners director and financial adviser Timothy Archibald from providing financial services for 10 years, for fees for no service (FFNS) conduct. This comes after ...

Australia, UK regulators exchange insights

MATTHEW WAI  |  FRIDAY, 26 SEP 2025
... representatives from the Bank of England, the Financial Conduct Authority, the Australian Securities and Investments Commission, the Reserve Bank of Australia and the Australian Prudential Regulation Authority. Both sides expressed their support for ...

RBA says ASX has 'considerable work to do'

ELIZA BAVIN  |  THURSDAY, 25 SEP 2025
... vehicle to ensure we execute well. It is a must-not-miss priority for ASX." The Australian Securities and Investments Commission (ASIC) is expected to release its inquiry into ASX - led by an independent panel including Rob Whitfield, Christine Holman ...

Former staffer sues ASX, Lofthouse over bullying

ELIZA BAVIN  |  TUESDAY, 16 SEP 2025
... has faced harsh criticism from both the Reserve Bank of Australia (RBA) and the Australian Securities and Investments Commission (ASIC) surrounding the CHESS replacement. In March the two entities wrote a damning open letter to the market operator to ...

360 Capital receives takeover offer from TT Investments

MATTHEW WAI  |  MONDAY, 15 SEP 2025
... Investment Trust. "A copy of the Bidder's Statement has been lodged with the Australian Securities and Investments Commission and sent to TGP today," K&L Gates' statement read. "We also enclose an ASX announcement by TT Investments in relation to ...

ASIC, APRA outline regulatory reform opportunities

ELIZA BAVIN  |  FRIDAY, 5 SEP 2025
The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have outlined opportunities for regulatory reform in letters sent to Treasurer Jim Chalmers and Finance Minister Katy Gallagher. APRA ...

Shield-linked advice firm director, compliance manager banned

JAMIE WILLIAMSON  |  THURSDAY, 28 AUG 2025
... Maikousis, SLF Lawyers senior partner John Gdanski said: "The decision of the Australian Securities and Investments Commission is wrong. While the review into my client's ban is underway, ASIC should focus their powers on ensuring the major institutions ...

CALI launches review of Life Code

ELIZA BAVIN  |  THURSDAY, 31 JUL 2025
... financial regulation and consumer policy. He has served as deputy chair of both the Australian Securities and Investments Commission (ASIC) and the Australian Competition and Consumer Commission (ACCC). Kell was also chief executive of CHOICE, where ...

Northern Trust selected to test tokenised asset uses

ELIZA BAVIN  |  THURSDAY, 10 JUL 2025
... Finance Cooperative Research Centre (DFCRC). The work is also supported by the Australian Securities and Investments Commission (ASIC), the Australian Prudential Regulation Authority (APRA), and the Australian Treasury. This project is one of the initiatives ...