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Showing 1 - 10 of 82 results for "Australia Limited"

J.P. Morgan hit with $775k penalty

ELIZA BAVIN  |  THURSDAY, 9 MAY 2024
J.P. Morgan Securities Australia Limited (JPMSAL) has been hit with a $775,000 fine by the Markets Disciplinary Panel (MDP) following an investigation by the Australian Securities and Investments Commission (ASIC). The MDP found JPMSAL permitted suspicious ...

Morningstar cops greenwashing fine

KARREN VERGARA  |  FRIDAY, 1 DEC 2023
... of guilt or liability," ASIC said. Morningstar said in a statement that: "Morningstar Investment Management Australia Limited has agreed to settle two infringement notices issued by ASIC that arose when Morningstar self-identified and self-reported two ...

State Street loses Fearless Girl replica claim

KANIKA SOOD  |  TUESDAY, 2 MAR 2021
... last week. State Street Global Advisors Trust Company and its local subsidiary State Street Global Advisors Australia Limited in 2019 initiated trademark infringement proceedings against Maurice Blackburn and the two superannuation funds. The last hearings ...

Cashwerkz director departs

ANNABELLE DICKSON  |  MONDAY, 16 NOV 2020
... as a director, Leman remained on the board during a time of significant renewal with the merger of Trustees Australia Limited and Cashwerkz Technology. He also served as a member on the compliance and risk committees throughout his tenure. Cashwerkz ...

New fixed income boutique launches

KANIKA SOOD  |  MONDAY, 9 NOV 2020
... of distribution Guy Ballard is the head of distribution. Cahwerkz's fund incubation business via Trustees Australia Limited will launch the business. Its chief executive Jon Lechte also has a non-executive directorship, and Cashwerkz has a stake ...

ASIC takes action against BTFM, Asgard, StatePlus

JAMIE WILLIAMSON  |  THURSDAY, 20 AUG 2020
... errors. Elsewhere, the regulator also commenced civil penalty proceedings against State Super Financial Services Australia Limited, or StatePlus, for charging at least 36,592 members fees for advice that was never provided. ASIC alleges the fund also ...

Corporate super plan appoints chair

KANIKA SOOD  |  MONDAY, 27 JUL 2020
... Association of Superannuation Funds in Australia's (ASFA)'s national taxation policy committee. Alcoa of Australia Limited is owned 60%by Alcoa Corporation and 40% by Alumina Limited. It owns bauxite mines, alumina refineries, one alumina smelter ...

Funds management excellence to be recognised

JAMIE WILLIAMSON  |  THURSDAY, 10 OCT 2019
... Investments Perpetual Investment Management Limited Multi Asset - Real Return MLC Morningstar Investment Management Australia Limited Perpetual Investment Management Limited International Equities - Emerging Markets and Regional Fidelity International ...

Fund manager exits global debt, chief resigns

JAMIE WILLIAMSON  |  THURSDAY, 13 JUN 2019
... to pull out of global debt markets. In a statement to Financial Standard, Ohlsson said Supervised Investments Australia Limited (SIAL) has decided to discontinue managing assets in the global debt markets to focus on international equities. As a consequence ...

J.P. Morgan appoints new local chief

KANIKA SOOD  |  THURSDAY, 28 MAR 2019
... discipline he will bring to clients and transactions. Uren will step down from the board of J.P. Morgan Securities Australia Limited (JPMSAL) as he transitions into the new role. Bedwell's replacement as head of sales and marketing is yet to be announced. ...
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