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Showing 1 - 10 of 489 results for "ASIC Commissioner"

Metrics freezes redemptions behind listed funds as audit stalls

RIDDHIMA TALWANI  |  WEDNESDAY, 30 SEP 2026
... sector to uplift standards, noting participants should prepare for enforcement action if they fail to do so. ASIC commissioner Simone Constant said the regulator is now "beyond warnings" and pushed players to assess themselves against its 10 best practice ...

ASIC strengthens AI trading safeguards

RIDDHIMA TALWANI  |  THURSDAY, 24 SEP 2026
... test, monitor and govern trading systems and algorithms as markets evolve and the adoption of AI increases. ASIC commissioner Simone Constant said trading on Australia's markets is now almost entirely automated, and the adoption of AI is increasing. ...

ASIC halts Remara's private credit products for TMD deficiencies

KARREN VERGARA  |  WEDNESDAY, 23 SEP 2026
... has assigned this product a "very strong" investment rating and a product complexity indicator of "complex." ASIC commissioner Simone Constant said the regulator is taking this action to protect retail investors from acquiring products that may not be ...

'Beyond warnings': ASIC to come down heavy on private credit

RIDDHIMA TALWANI  |  TUESDAY, 22 SEP 2026
... sector to uplift standards, noting participants should prepare for enforcement action if they fail to do so. ASIC commissioner Simone Constant said the regulator is now "beyond warnings" and pushed players to assess themselves against its 10 best practice ...

Australian Fiduciaries auditor suspended for three years

RIDDHIMA TALWANI  |  WEDNESDAY, 16 SEP 2026
... highlighted the importance of robust valuation practices, governance and audit quality, including in private markets," ASIC commissioner Kate O'Rourke said. "Auditors provide an important line of defence for investors. When audits fail to appropriately ...

Tribunal affirms InterPrac, FSGA adviser bans

MATTHEW WAI  |  FRIDAY, 11 SEP 2026
... with Monte Silva's commencing on 10 December 2025 and Hanley's commencing in March 2026. Commenting, ASIC commissioner Alan Kirkland said the decisions reinforce that financial advisers remain personally responsible for the advice they provide ...

Three super funds fined for misleading investment options

KARREN VERGARA  |  WEDNESDAY, 9 SEP 2026
... the importance of accurate and consistent investment disclosures. "Getting these basics right is fundamental," ASIC commissioner Simone Constant said. "Trustees should regularly review their disclosures to ensure they are current, accurate and consistent ...

ASIC and APRA move to streamline FAR

VINNY VUCAGO  |  THURSDAY, 3 SEP 2026
... entities to spend less time on administration and more time running their businesses," McCarthy Hockey said. ASIC commissioner Alan Kirkland said the proposals reflected the corporate regulator's ongoing focus on simplifying regulatory processes. ...

ASIC, APRA urge finance sector to demonstrate AI threat response

VINNY VUCAGO  |  FRIDAY, 28 AUG 2026
... existing cyber, technology and operational risks while creating new risks from increasingly autonomous systems. ASIC commissioner Simone Constant said the urgency of the threats required firms to ensure their resilience measures had been tested before ...

ASIC draws parallels between ASX and super trustee failures

RIDDHIMA TALWANI  |  FRIDAY, 21 AUG 2026
ASIC commissioner Simone Constant has urged superannuation trustees to make good use of member data to better understand their needs as they move towards and through retirement. Speaking at an industry event, Constant said retirement is seen as an isolated ...
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