Search Results | Showing 91 - 100 of 471 results for "ASIC Commissioner" |
| | | ... participants to continue implementing and improving the resilience of the Australian equity market during outages. ASIC commissioner Danielle Press said: "ASIC continues to engage with market operators and participants as they implement steps to meet ... |
| | | | ... interest. Poorer practices were ad hoc, manual, and reflected a lack of prioritisation by participants," ASIC said. ASIC commissioner Danielle Press commented: "Wholesale financial markets, including fixed income, currencies, and commodities markets ... |
| | | | ... senior manager, policy David Haynes said super funds could and should be doing more for vulnerable members, while ASIC commissioner Danielle Press agreed and pointed out that the best financial interests duty actually allows for different members to ... |
| | | | ... crypto-assets have the same protections as regulated financial products or they may underestimate the risks." ASIC commissioner Danielle Press said: "Crypto-assets are high-risk, volatile and complex. Brokers should think very carefully before offering ... |
| | | | ... or less, the remaining had reporting periods of either six or 12 months. Responding to sample review results, ASIC commissioner Danielle Press said: "We expect all trustees to consider these observations when reviewing their target market determinations. ... |
| | | | ... of the regime, as well as improve the efficiency of ASIC's data collection and analysis," the regulator said. ASIC commissioner Sean Hughes said the regulator is seeking "common-sense solutions". "ASIC will consider whether enhancements are required ... |
| | | | ... risk. When done well, dispute resolution can benefit trustees by helping build members' trust and confidence," ASIC commissioner Danielle Press said. "However, the first stage of ASIC's surveillance about internal dispute resolution practices of ... |
| | | | ... integrity, judgement, and diligence to play a role in the management or control of a financial services provider. ASIC commissioner Danielle Press said: "ASIC's investigation uncovered concerning consumer losses from trading in CFDs, including a Sirius ... |
| | | | ... new customers to provide the contact details of friends and family without consent. Commenting on the case, ASIC commissioner Sean Hughes said: "In making findings of unconscionable conduct, the Court has emphasised that consumers must have the opportunity ... |
| | | | ... ASIC's relief are exempt from certain regulatory requirements related to providing personal financial advice." ASIC commissioner Danielle Press stated: "Superannuation calculators and retirement estimates are important tools that can help consumers engage ... |
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