Search Results | Showing 111 - 120 of 489 results for "ASIC Commissioner" |
| | | ... senior manager, policy David Haynes said super funds could and should be doing more for vulnerable members, while ASIC commissioner Danielle Press agreed and pointed out that the best financial interests duty actually allows for different members to ... |
| | | | ... crypto-assets have the same protections as regulated financial products or they may underestimate the risks." ASIC commissioner Danielle Press said: "Crypto-assets are high-risk, volatile and complex. Brokers should think very carefully before offering ... |
| | | | ... or less, the remaining had reporting periods of either six or 12 months. Responding to sample review results, ASIC commissioner Danielle Press said: "We expect all trustees to consider these observations when reviewing their target market determinations. ... |
| | | | ... of the regime, as well as improve the efficiency of ASIC's data collection and analysis," the regulator said. ASIC commissioner Sean Hughes said the regulator is seeking "common-sense solutions". "ASIC will consider whether enhancements are required ... |
| | | | ... risk. When done well, dispute resolution can benefit trustees by helping build members' trust and confidence," ASIC commissioner Danielle Press said. "However, the first stage of ASIC's surveillance about internal dispute resolution practices of ... |
| | | | ... integrity, judgement, and diligence to play a role in the management or control of a financial services provider. ASIC commissioner Danielle Press said: "ASIC's investigation uncovered concerning consumer losses from trading in CFDs, including a Sirius ... |
| | | | ... new customers to provide the contact details of friends and family without consent. Commenting on the case, ASIC commissioner Sean Hughes said: "In making findings of unconscionable conduct, the Court has emphasised that consumers must have the opportunity ... |
| | | | ... ASIC's relief are exempt from certain regulatory requirements related to providing personal financial advice." ASIC commissioner Danielle Press stated: "Superannuation calculators and retirement estimates are important tools that can help consumers engage ... |
| | | | ... test cases and practice recovery strategies or switching to alternative arrangements for critical dependencies. ASIC commissioner Danielle Press said despite progress and the market balancing changes and volatile trading conditions, there is considerably ... |
| | | | ... for reasons including that he did so while licensed under two different groups. Commenting on the sanction, ASIC commissioner Danielle Press said: "Financial advisers have a critical role to play in helping consumers make confident and informed decisions ... |
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