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Showing 81 - 90 of 100+ results for "Barclays"

Barclays fined following ASIC investigation

JAMIE WILLIAMSON  |  FRIDAY, 24 MAR 2017
ASIC accepted enforceable undertakings from three Barclays foreign financial service providers for failing to inform Australian clients they were exempt from holding an AFSL. The enforceable undertaking was accepted following concerns that the Barclays ...

NAB hires former NSW premier

KARREN VERGARA  |  TUESDAY, 28 FEB 2017
... and commercial counsel; while Patrick Wright will be chief technology and operations officer, a similar role he held at Barclays in the US prior to joining the bank. The appointments will "help accelerate the execution our strategy so we can deliver ...

TCorp unveils new leadership team

JAMIE WILLIAMSON  |  TUESDAY, 14 FEB 2017
... experience in relationship and account management, and has also previously worked in Sydney and London for Schroder, Barclays and BlackRock. TCorp's chief risk officer role has been filled by Kevin Masling, previously of Bank of Tokyo Mitsubishi UFJ. ...

Former Fidelity chief joins boutique manager

DARREN SNYDER  |  MONDAY, 23 JAN 2017
... management, operations, HR, IT, and finance. Ohlsson has held senior positions in global firms including nine years at Barclays Global Investors and then three years as chief executive at Fidelity Investments, Australia and New Zealand. He has also been ...

Bond funds complete circle for Legg Mason

DARREN SNYDER  |  MONDAY, 23 JAN 2017
... view on fixed income that bond yields are going to go up, clearly having something that is benchmarked to the [Bloomberg Barclays] global aggregate is probably going to underperform on an absolute basis. On a relative basis people still want access to ...

Legg Mason launches new bond fund

JAMIE WILLIAMSON  |  TUESDAY, 10 JAN 2017
... managed by Western Asset, offers investors exposure to an actively managed global bond fund, benchmarked to the Bloomberg Barclays Global Aggregate Index. Head of investments at Western Asset Australia, Anthony Kirkham, said the firm believes global ...

Goldman Sachs fined $120m for rate rigging

JAMIE WILLIAMSON  |  FRIDAY, 23 DEC 2016
... investigations into Goldman Sachs, which has seen the bank shell out over $5 billion in penalties in 2016 alone. In 2015 Barclays also settled a case with the CFTC in regards to fixing the ISDAFIX benchmark, as did Citigroup earlier this year.

NAB exec joins Metlife

JAMIE WILLIAMSON  |  TUESDAY, 6 DEC 2016
... business. In addition to her role at NAB, Carlile has also previously held senior roles in human resources with Westpac, Barclays Global Investors, Bankwest, BT Financial Group and Rothschild Asset Management. Commenting on Carlile's appointment, MetLife ...

Principal fund receives strong ratings

JAMIE WILLIAMSON  |  THURSDAY, 3 NOV 2016
... teams and Principal's disciplined process driven investment strategy," Forster said. The $151 million fund, with the Barclays Global Aggregate Corporate Index as its benchmark, is an open-ended unlisted trust. It is heavily weighted toward credit-based ...

Crestone signs former Rio Tinto CEO

DARREN SNYDER  |  THURSDAY, 6 OCT 2016
... foundation. He is a senior adviser to Kohlberg Kravis Roberts & Co and he previously held directorships on the boards of Barclays; Rio Tinto, and Freeport-McMoRan. A Crestone statement said Clifford's experience is complementary to the business which ...