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Search ResultsShowing 61 - 70 of 100+ results for "Barclays"
Barclays refunds US$97m for overcharging clients
KARREN VERGARA  |  WEDNESDAY, 17 MAY 2017
Banking and financial services giant Barclays Capital has agreed to refund $97 million to clients for misrepresenting services and overcharging advisory and mutual fund fees. An investigation by the US Securities and Exchange Commission found Barclays ...
Bennelong's BennBridge opens its doors
JAMIE WILLIAMSON  |  WEDNESDAY, 17 MAY 2017
... BennBridge's business development. Durance began his career as an analyst with Merchant Investors, and has also worked at Barclays Wealth and Schroders before joining the Bennelong team. Durance will work closely with director of business development ...
CBA CFO to retire, successor named
JAMIE WILLIAMSON  |  FRIDAY, 24 MAR 2017
... in his current role since 2014. Prior to joining CBA, Jesudason held senior roles with Credit Suisse, J.P. Morgan and Barclays. "We are pleased to appoint Rob following a global search. Rob has more than 20 years' experience in financial services. He ...
Barclays fined following ASIC investigation
JAMIE WILLIAMSON  |  FRIDAY, 24 MAR 2017
ASIC accepted enforceable undertakings from three Barclays foreign financial service providers for failing to inform Australian clients they were exempt from holding an AFSL. The enforceable undertaking was accepted following concerns that the Barclays ...
NAB hires former NSW premier
KARREN VERGARA  |  TUESDAY, 28 FEB 2017
... and commercial counsel; while Patrick Wright will be chief technology and operations officer, a similar role he held at Barclays in the US prior to joining the bank. The appointments will "help accelerate the execution our strategy so we can deliver ...
TCorp unveils new leadership team
JAMIE WILLIAMSON  |  TUESDAY, 14 FEB 2017
... experience in relationship and account management, and has also previously worked in Sydney and London for Schroder, Barclays and BlackRock. TCorp's chief risk officer role has been filled by Kevin Masling, previously of Bank of Tokyo Mitsubishi UFJ. ...
Former Fidelity chief joins boutique manager
DARREN SNYDER  |  MONDAY, 23 JAN 2017
... management, operations, HR, IT, and finance. Ohlsson has held senior positions in global firms including nine years at Barclays Global Investors and then three years as chief executive at Fidelity Investments, Australia and New Zealand. He has also been ...
Bond funds complete circle for Legg Mason
DARREN SNYDER  |  MONDAY, 23 JAN 2017
... view on fixed income that bond yields are going to go up, clearly having something that is benchmarked to the [Bloomberg Barclays] global aggregate is probably going to underperform on an absolute basis. On a relative basis people still want access to ...
Legg Mason launches new bond fund
JAMIE WILLIAMSON  |  TUESDAY, 10 JAN 2017
... managed by Western Asset, offers investors exposure to an actively managed global bond fund, benchmarked to the Bloomberg Barclays Global Aggregate Index. Head of investments at Western Asset Australia, Anthony Kirkham, said the firm believes global ...
Goldman Sachs fined $120m for rate rigging
JAMIE WILLIAMSON  |  FRIDAY, 23 DEC 2016
... investigations into Goldman Sachs, which has seen the bank shell out over $5 billion in penalties in 2016 alone. In 2015 Barclays also settled a case with the CFTC in regards to fixing the ISDAFIX benchmark, as did Citigroup earlier this year.
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