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Showing 981 - 990 of 1832 results for "Monitor"

New product simplifies APRA reporting

JAMIE WILLIAMSON  |  MONDAY, 12 DEC 2016
... standards and guidelines. With the new Tenable APRA dashboards, organisations benefit from increased automation to manage and monitor compliance with the APRA IT security guidelines," Jackson said. "This not only provides support for the auditing process ...

NAS debuts carbon reporting service

ALEX BURKE  |  THURSDAY, 8 DEC 2016
NAB Asset Servicing is introducing a carbon reporting tool as risk awareness becomes an increasing priority for its clients. The Carbon Report is customisable for each client and gives details in to the "carbon intensity" of investments at a fund or ...

Carwardine to undergo external advice review

KERRIE SYDEE  |  WEDNESDAY, 7 DEC 2016
Carwardine Financial Services will undergo an independent external review of its compliance after ASIC surveillance identified a number of concerns. ASIC's surveillance concluded in September 2016 and identified a number of issues with Carwardine's ...

Tail wags the dog in ESG regulation: PRI

ALEX BURKE  |  TUESDAY, 6 DEC 2016
The current structure of global capital markets is taken as a given by many regulators, who in turn aren't exerting enough influence on corporate environmental, social and governance policies, according to a new Principles for Responsible Investment ...

Out-dated websites flag regulatory risk

KERRIE SYDEE  |  MONDAY, 5 DEC 2016
... adviser and client portals. "Our solution is like a bulk maintenance system and a platform solution that allows the AFSLs to monitor and audit to make sure their websites are compliant," Liao said. "We're starting to get a lot of interest from independent ...

Economic Wrap

BENJAMIN ONG  |  THURSDAY, 1 DEC 2016
Australia private sector credit Total private sector increased by 0.5% in the month of October, better than market expectations for a 0.4% rise and followed gains of 0.4% in each of the previous three months. October's monthly gain were driven by the ...

Stockbrokers Association opens doors to advisers

KERRIE SYDEE  |  TUESDAY, 29 NOV 2016
The Stockbrokers Association of Australia will change its name to the Stockbrokers and Financial Advisers Association (SAFA) in anticipation of the finalisation of the professional standards legislation. In a statement the association said the new name ...

ACCC slams Macquarie and ANZ for cartel conduct

ALEX BURKE  |  FRIDAY, 25 NOV 2016
The Australian Competition and Consumer Commission is commencing proceedings against ANZ and Macquarie Bank for attempted cartel conduct. ANZ and Macquarie co-operated with the ACCC's investigation, and the parties have agreed that the court will be ...

ASIC gives green light to FPA fees code

JAMIE WILLIAMSON  |  THURSDAY, 24 NOV 2016
ASIC has approved the Financial Planning Association of Australia's Professional Ongoing Fees Code. Announced by FPA chief executive Dante De Gori to over 1000 delegates at the opening of the 2016 FPA Professionals Congress, it is the first code to ...

SMSF auditor's appeal upheld

DARREN SNYDER  |  TUESDAY, 15 NOV 2016
The Administrative Appeals Tribunal has overturned an ASIC decision to disqualify an SMSF auditor. In October 2015, Manoj Abichandani was disqualified as an SMSF auditor following allegations from ASIC that he tried to mislead the regulator with untruthful ...