Search Results | Showing 911 - 920 of 1224 results for "Licensees" |
| | | ... resolution and the compensation framework in the financial services industry. "PI insurance is designed to protect AFS licensees against business risk, and not to provide compensation directly to investors and financial consumers," the regulator said. ... |
| | | | ... increased 29.7% to just over $1 billion at September 30, 2014, from $853.8 million at June 30, 2014. The group now has 38 licensees, three of them added in the last quarter, using the platform. Non-custody asset reporting and choice of broker software ... |
| | | | ... tax on self-employed advisers, in addition to the GST paid for the services provided to clients. The AFA warned that licensees may transfer this additional tax to advisers by increasing licensee fees. "Short term it affects the licensee, but in the long ... |
| | | | ... has said. ASIC reviewed more than 200 advice files from large, medium and small Australian financial services (AFS) licensees. It found that while the majority were compliant, 37% of the advice given failed to comply with laws relating to appropriate ... |
| | | | ... will also publish, under section 57 of the APRA Act, additional MySuper product and institution-level data where RSE licensees and representative associations raised no objection to a non-confidentiality determination for these data items on the grounds ... |
| | | | Centrepoint-owned Associated Advisory Practices (AAP) has seen five boutique licensees join in August, and an increase in inquiries from advisers looking to move away from institutions. AAP now services more than 200 licensees with about 900 authorised ... |
| | | | ... media that the proposal had almost universal support. "The banks are on board, AMP and all our members and independent licensees," he said. However, today an FSC spokesperson said that the FSC's Financial System Inquiry (FSI) submission presenting the ... |
| | | | ... detail around funding. We need a clear explanation of the funding needs to ensure this won't be an obstacle for the small licensees," he told Financial Standard. He also raised concerns about the transition for older advisers. Under the proposal the ... |
| | | | ... Financial Advice (FoFA) reforms have had little effect on either adviser numbers or the type of financial advice AFS licensees provide, according to the Australian Securities and Investments Commission (ASIC). In its review on the implementation of FoFA ... |
| | | | ... largest financial institutions to raise the education standards for their financial advisers is not a genuine attempt by licensees to improve integrity and transparency in the industry, the Financial Services Union (FSU) said. The FSU said that "it would ... |
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