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Showing 891 - 897 of 897 results for "Failing"

ASIC imposes three-year ban on South Australian adviser

... South Australia from acting as a representative of a securities dealer or as an investment adviser for three years, for failing to conduct his duties properly. "ASIC will continue to take action to protect the public from advisers who do not act efficiently ...

Juliette Zuppicich joins list of banned ex-Colors directors

... (APRA) said today. APRA has already banned former Colors directors Norman Zuppicich, John Bayford and Jane Mlikota for "failing to exercise a reasonable degree of care and diligence" when carrying out their trustee duties, although it noted that it had ...

Sherry urges Costello to "come up to speed on super"

... and noted that the proposal is yet to be presented in Parliament and accused Helen Coonan, the Assistant Treasurer, of failing to yet decide on how she will implement this policy. Sherry said that Labor will cut the contributions tax for everyone from ...

FTI launches global bond fund to Australian,New Zealand investors

... it expects to be a surplus of demand amid declining government bond activity. "Rising superannuation contributions and failing government debt issuance suggest that the demand for fixed income securities in Australia will exceed the domestic supply in ...

Former AMP superannuation agent to stand trial

... defrauded his clients between 1993 and 1998, by accepting $334,000 in compulsory employer superannuation contributions but failing to pass the contributions on to the relevant superannuation funds (AMP, Mercantile Mutual and Host Plus). Moses resigned ...

Half of hedge funds fail due to operational weakness: report

... transparency, revealed that the breakdown of operations, technology, and business controls leads to half of hedge funds failing. As a consequence, the report emphasised the critical importance of "expert due diligence on hedge funds prior to making an ...

Product suppliers failing to meet advisers' expectations: survey

Paul Cully Financial product suppliers are failing to meet the expectations of financial advisers in a number of key areas, according to research conducted by Taylor Management consultants. In a survey of over 1,500 advisers, Taylor found that advisers ...