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Showing 71 - 80 of 305 results for "risk and compliance"

HUB24 farewells longstanding chair

CHLOE WALKER  |  TUESDAY, 24 OCT 2023
... transition, which HUB24 non-executive director Rachel Grimes will step into the role as chair of the audit risk and compliance committee. Prior to HUB24, Grimes was the chief financial officer of both Westpac Group and Challenger Group. On behalf of ...

Hostplus member experience lead to exit

ELIZABETH FRY  |  THURSDAY, 5 OCT 2023
... In addition to his departmental responsibilities, Lewis acts as the lead executive for the Hostplus audit, risk and compliance committee.

Islamic Finance & Investments Association launches

KARREN VERGARA  |  TUESDAY, 19 SEP 2023
... progress the industry as well as set the standards of professional code of conduct to raise the commitment to risk and compliance," Gillespie said. "We look forward to growing IFIA for the wider benefit of all Australians desiring asset-based transactions." ...

Rest hires former EISS Super risk chief

ELIZABETH FRY  |  FRIDAY, 15 SEP 2023
... for nine years. Reporting to Rest chief risk officer Gemma Kyle, Lyons has been appointed general manager of risk and compliance (investments). "Managing risk and our compliance obligations is a key enabler for Rest to achieve its strategic goals and ...

AustralianSuper grows global team with numerous hires

ANDREW MCKEAN  |  TUESDAY, 1 AUG 2023
... Manfield's experience includes stints at Janus Henderson, BlueBay Asset Management, and Schroders. He oversees risk and compliance for AustralianSuper's international offices. Mitchell, after 16 years at Macquarie Group, will offer strategic ...

Advice from Shartru failed best interests duty, ASIC says

JAMIE WILLIAMSON  |  MONDAY, 31 JUL 2023
... advisers and has been operating since 2012. It added a compliance manager in January of this year, followed by a risk and compliance manager in April. "AFS licensees are responsible for ensuring their representatives comply with financial services laws. ...

Credit Suisse fined $575m by regulators

CASSANDRA BALDINI  |  TUESDAY, 25 JUL 2023
... staff members following the hit, including former investment bank chief executive Brian Chin and former chief risk and compliance officer Lara Warner. Last October, Credit Suisse restructured and cut thousands of jobs, including former chief executive ...

Praemium hires governance, risk chief

JAMIE WILLIAMSON  |  WEDNESDAY, 12 JUL 2023
... risk officer at Bank First. Prior, she spent close to seven years at Netwealth, first as general manager of risk and compliance and then as chief governance officer. With more than 25 years' experience, she's also held senior risk and compliance ...

AZ NGA welcomes head of M&A

CASSANDRA BALDINI  |  MONDAY, 10 JUL 2023
... high calibre team, and I am excited about the opportunity to join this dynamic business to lead the legal, risk and compliance, and governance function as well as provide some support in operational areas," Symes said. "In the current environment, it ...

Maple-Brown Abbott names risk chief

ELIZABETH FRY  |  FRIDAY, 7 JUL 2023
... replace Lata McNulty, who will leave the firm after an orderly handover later this month. In her new role, the risk and compliance professional is responsible for the oversight and governance of Maple-Brown Abbott's risk, compliance and governance ...