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Showing 71 - 80 of 257 results for "risk and compliance"

SuperConcepts appoints chief executive

ANNABELLE DICKSON | WEDNESDAY, 7 JUL 2021

... has worked in the SMSF industry for 15 years. He has experience across sales, marketing, customer service, risk and compliance. Christensen also ran the SuperConcepts YourSMSF administration business for two years. AMP Australia's director, platforms ...

CFS unveils new leadership team

KARREN VERGARA | MONDAY, 5 JUL 2021

... and advisers. CFS is currently recruiting for a newly created CFS group chief risk officer position to bring risk and compliance expertise as it separates from CBA. Coombe said the appointments will strengthen capability and capacity as the business ...

ClearView risk chief joins IOOF

ELIZABETH MCARTHUR | FRIDAY, 18 JUN 2021

... and Investor Directed Portfolio Service operators in meeting their obligations. She boasts a long career in risk and compliance roles, including as head of CIO governance at ANZ and head of compliance for BlackRock Australia. Replacing Cowan at ClearView ...

Super fund risk culture "immature": APRA

ELIZABETH MCARTHUR | FRIDAY, 28 MAY 2021

... is looking out for toxic corporate culture and instances of misconduct. Speaking at the ASFA Spotlight on Risk and Compliance event, Smith said workplace misconduct has never been a more high-profile issue in the media. "A single serious accusation of ...

GQG Partners adds to team

ANNABELLE DICKSON | MONDAY, 10 MAY 2021

... compliance manager - asset management. Prior to this, she was principal at BlackWatch Partners, head of client risk and compliance at Treasury Group and previously held compliance management roles at CommInsure, EY, Colonial First State and State Street. ...

Morningstar executive joins JANA

ANNABELLE DICKSON | MONDAY, 26 APR 2021

... at NAB in roles including manager of management assurance, manager of investment services and solutions and risk and compliance manager. In her new role, Cheng will be based in Sydney and will bring her expertise to JANA clients through governance and ...

Credit Suisse confirms multibillion-dollar loss

JAMIE WILLIAMSON | WEDNESDAY, 7 APR 2021

... said. In announcing the hit, Credit Suisse also confirmed investment bank chief executive Brian Chin and chief risk and compliance officer Lara Warner stepped down. Warner's departure was immediate, while Chin will remain in his role until the end of ...

Kelly O'Dwyer joins EQT board

KANIKA SOOD | MONDAY, 29 MAR 2021

... a focus on economic and tax policy, Australia's financial regulatory framework, corporate governance, risk and compliance, and significant leadership experience. "Her experience in reforming the superannuation system and financial services, and her ...

Allianz to rectify past deficiencies

ELIZA BAVIN | WEDNESDAY, 10 MAR 2021

... and serious. APRA agreed to accept a court enforceable undertaking (CEU) from Allianz acknowledging its past risk and compliance weaknesses and committing to finish rectifying the serious issues. "The CEU commits Allianz to completing a series of transformation ...

Financial services workers hunt new roles

ELIZA BAVIN | TUESDAY, 23 FEB 2021

... the sector. The Robert Walters Salary Survey found the most sought-after professionals in the industry are risk and compliance professionals, credit and lending specialists and investment analysts. For workers, the most preferred workplaces will allow ...

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Ausfood Super appoints chief executive

ELIZABETH FRY

Australian Food Super, the superannuation fund set up for employees in the meat industry, has named Michael Sykes as its new CEO.

mFunds sparked ASX outage, $1m credit issued

KARREN VERGARA

The ASX said the outage from last month largely stemmed from the now-defunct mFunds and will subsequently credit participants $1 million to make amends.

Aussie shares cost 8% more on rebalance days: Dimensional

KARREN VERGARA

Investing in the S&P/ASX 300 on a day it rebalances puts an 8% premium on share prices, a phenomenon that follows major global indices, new research from Dimensional Fund Advisors finds.

Rest appoints first-ever chief of staff

ANDREW MCKEAN

Rest has appointed a senior wealth management leader and superannuation expert from Insignia Financial to take the reins as chief of staff.

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Jenny Taing

Principal Solicitor

KHQ Lawyers

'Chameleon ETFs': Still groundbreaking and here to stay?

It was coined as a 'gamechanger' - an ETF that can be bought and sold on the ASX or Cboe Australia but that can also be applied for, and redeemed, directly ...

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Robert Talevski

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Tailored or off-the-shelf: What's right for your practice?

In the ever-evolving landscape of wealth management, financial advisers and investment professionals are faced with a multitude of choices when it comes ...

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Nathan Robertson

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Five principles for successful family office investing

At the time of writing, Australian public companies were at the end of another round of reporting their half-yearly financial results. For investors and ...

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Robert De Dominicis

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Mistaking financial literacy for retirement literacy

Many are unclear about how to transition from working life to retirement, particularly regarding their retirement savings and the options available to ...

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Kellie Wood

HEAD OF FIXED INCOME
SCHRODER INVESTMENT MANAGEMENT AUSTRALIA LIMITED

Schroders Australia's Kellie Wood talks about winning a lot, so much so that it's become a well-intentioned joke with her co-workers - but it's this ambitious attitude that spurs her on every day. Eliza Bavin writes.

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