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Showing 61 - 70 of 256 results for "risk and compliance"

Platinum LICs combine boards

KANIKA SOOD  |  WEDNESDAY, 8 SEP 2021
... Limited (PMC), it has become clear that PAI and PMC face many common issues, not least in relation to legal, risk and compliance matters. As such, there are many potential benefits to having a common board of directors across both companies," Towers ...

State Street bolsters cybersecurity, recruits 400

KARREN VERGARA  |  MONDAY, 6 SEP 2021
... management and blockchain), cybersecurity forensics/investigations, pen testers and governance, as well as risk and compliance. State Street expects to fill the roles over the next two years. State Street head of Ireland Tadhg Young said Ireland was ...

AUSIEX hires head of risk from BTFG

KARREN VERGARA  |  TUESDAY, 24 AUG 2021
AUSIEX has appointed a new risk and compliance expert who came from major institutions such as Westpac and Commonwealth Bank. The wholesale trading platform appointed Paul Williams as head of risk and compliance after finishing up at BT Financial Group. ...

CFS appoints risk chief from MLC

ELIZABETH MCARTHUR  |  MONDAY, 23 AUG 2021
... two years. In that role, Lane led a team of more than 750 people in areas including the separation from NAB, risk and compliance, remediation, regulatory affairs, government affairs, legal, company secretariat and office of the superannuation trustee. ...

ROAR launches interactive SOA tool

KARREN VERGARA  |  TUESDAY, 10 AUG 2021
... ROAR chair Darren Pettiona said: "If the institutions, with their large teams and budgets, struggle to manage risk and compliance then small practices will find it increasingly difficult, which is why they need to utilise readily-available technology ...

Booming market for financial services jobs

ELIZABETH MCARTHUR  |  TUESDAY, 10 AUG 2021
... investment, client services & administration, data & performance analytics, marketing, and risk & compliance. Risk and compliance continues to be a market with plenty of job opportunities. "The current risk and compliance market is especially buoyant ...

Asendium partners with regtech

KARREN VERGARA  |  MONDAY, 9 AUG 2021
Financial advice technology solution provider Asendium has added a risk and compliance feature via a new partnership with Fourth Line. Fourth Line will help advisers deliver risk and compliance reviews as part of their document preparation. The integration ...

Six new ombudsmen at AFCA

KARREN VERGARA  |  WEDNESDAY, 28 JUL 2021
... join AFCA's banking and finance unit as ombudsmen. They both join AFCA in September. BizCover head of legal, risk and compliance David Short will join AFCA's insurance team in August. AFCA has promoted three of its own as ombudsmen: Vicki Carter and ...

Lifespan appoints compliance lead

KARREN VERGARA  |  MONDAY, 12 JUL 2021
Lifespan Financial Planning has hired a risk and compliance lead who was previously a financial adviser for the firm. Adrian Caspar joins the Sydney office with 15 years' experience in compliance, risk management, financial advice and governance. Caspar ...

SuperConcepts appoints chief executive

ANNABELLE DICKSON  |  WEDNESDAY, 7 JUL 2021
... has worked in the SMSF industry for 15 years. He has experience across sales, marketing, customer service, risk and compliance. Christensen also ran the SuperConcepts YourSMSF administration business for two years. AMP Australia's director, platforms ...