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Showing 71 - 79 of 79 results for "financial advisers register"

Advice licensees hit with $1500 levy

EMMA RAPAPORT  |  MONDAY, 17 JUL 2017
... supervises. As of April 2015, about 22,000 financial advisers were registered on the ASIC and MoneySmart financial advisers register. For securities dealers, large securities exchange participants and large futures exchange participants, the graduated ...

Adviser cybercrime insurance launches

KARREN VERGARA  |  TUESDAY, 28 MAR 2017
Adviser Ratings and a global insurance and risk management provider are launching an insurance policy aiming to protect advisers against cybercrime. Financial advisers registered on the Adviser Ratings platform will be eligible to take out cyber liability ...

Major ASIC project finds serious financial advice concerns

ALEX BURKE  |  FRIDAY, 17 MAR 2017
... subscribers. At the time of the report's release, this represented only 38% of advisers on ASIC's Financial Advisers Register. In regards to remediation and compensation, ASIC said institutions had paid out $30 million in total by 31 December 2016. This ...

Advisers to foot $24m bill

KERRIE SYDEE  |  TUESDAY, 8 NOV 2016
... clients, ASIC has suggested they are charged a levy based on the number of advisers registered on the Financial Advisers Register (FAR). Under the proposal licensees would pay $960 per number of advisers listed on the FAR. AFS Licensees who provide personal ...

Industry reacts to ASIC register update

ALEX BURKE  |  TUESDAY, 2 JUN 2015
ASIC has updated the Financial Advisers Register to include qualifications, training and professional association memberships. Announcing the changes, ASIC deputy chair Peter Kell said: "We want consumers to be able to make an informed decision in their ...

ASIC planner deadline looms

ALEX BURKE  |  FRIDAY, 29 MAY 2015
The deadline for applications to ASIC's financial advisers register is tomorrow. As reported in Financial Standard, planners are required to be registered (by their licensees) in ASIC's database by May 30, although late appointments will be accepted. ...

ISA and AIST want changes to professionalism model

DARREN SNYDER  |  WEDNESDAY, 13 MAY 2015
... and industry representatives." Both superannuation representative groups say the potential of ASIC's Financial Advisers Register can be harnessed "as a vehicle to ensure compliance with higher standards." "The financial planning industry will not be ...

Advisers Register hits 22k

DARREN SNYDER  |  WEDNESDAY, 29 APR 2015
Within a month of being launched the Financial Advisers Register has added about 3,000 advisers to its list, now providing consumers with an ability to search more than 22,000 in the industry. Australian Securities and Investments Commission (ASIC) ...

ASIC launches planner register

ALEX BURKE  |  TUESDAY, 31 MAR 2015
ASIC has launched its Financial Advisers Register service, which allows consumers to search an industry-wide database of financial planners. Designed to facilitate greater transparency in the planning sector, the first phase of the ASIC service has ...
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