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Showing 51 - 60 of 76 results for "financial advisers register"

Former adviser hit with three-year ban

KARREN VERGARA  |  FRIDAY, 4 JUN 2021
... Administrative Appeals Tribunal to review ASIC's decision. His banning has been recorded on ASIC's Financial Advisers Register.

ASIC bans Theta managing director

KARREN VERGARA  |  MONDAY, 17 MAY 2021
... compensation of amount of just $118,957.60 for the victims. Marie's banning is recorded on ASIC's Financial Advisers Register and the Banned and Disqualified Persons Register.

FS Power50: Vote now

STAFF WRITER  |  TUESDAY, 25 AUG 2020
Voting has opened for the 2020 FS Power50, recognising the most influential financial advisers in Australia. This year, Financial Standard received more than 170 nominations for the FS Power50 and the voting process has now launched. "The FS Power 50 ...

FASEA schedules remaining 2020 exam dates

ALLY SELBY  |  FRIDAY, 19 JUN 2020
... 10,250 advisers have already sat the exam, it said, with 55% of advisers registered on ASIC's Financial Advisers Register having already sat the exam or registering to do so.

Advice industry compresses

ELIZABETH MCARTHUR  |  TUESDAY, 11 FEB 2020
New Rainmaker research reveals the financial advice industry in Australia is in a state of compression - as advisers leave in significant numbers and licensees are squeezed. The number of registered financial advisers decreased 15% last calendar year ...

Integration of super advice business completes

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 DEC 2019
... was an administrative action as StatePlus is brought in-house at the fund. "The changes to the ASIC Financial Advisers Register will, when completed, reflect our integration of StatePlus into First State Super," a First State Super spokesperson told ...

Vote in the FS Power50 now

JAMIE WILLIAMSON  |  THURSDAY, 5 SEP 2019
Voting is now open for the 2019 FS Power50, compiling the most influential financial advisers in Australia. This year, Financial Standard received more than 430 nominations for the FS Power50 and the voting process has now launched with 103 advisers ...

ASIC bans financial adviser

KRISTI CHENG  |  WEDNESDAY, 28 AUG 2019
... standards across the financial services industry. It will be recorded on ASIC's publicly available Financial Advisers Register and the Banned and Disqualified Persons Register. Goudie has the right to appeal to the Administrative Appeals Tribunal ...

Rush of advisers sign up before FASEA deadline

ELIZABETH MCARTHUR  |  FRIDAY, 26 APR 2019
The final quarter of 2018 saw more than 4000 financial advisers sign up to ASIC's Financial Adviser Register. According to a Rainmaker analysis of ASIC data, an extra 4037 financial advisers registered as authorised representatives to meet FASEA's ...

Hayne report raises professionalism stakes

JAMIE WILLIAMSON  |  MONDAY, 11 FEB 2019
... and further education in the industry become law. Commissioner Kenneth Hayne is calling for the ASIC Financial Advisers Register (FAR) to be formalised and for the mandatory individual registration of all advisers. Under his recommendation, financial ...