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Showing 71 - 80 of 251 results for "Public Offering"

Former Fidante-aligned boutique targeted by UK regulator

JAMIE WILLIAMSON  |  THURSDAY, 30 NOV 2017
... Mellon's Newton Investment Management and Hargreave Hale about the price it intended to pay for shares in an initial public offering (IPO) and placing before the share prices were set. River & Mercantile formed a distribution partnership with Fidante ...

Sydney licensee caught out on conflicts

JAMIE WILLIAMSON  |  MONDAY, 27 NOV 2017
... investigation into conflicts of interest. In July 2015 Foster Stockbroking was the sole lead manager for the initial public offering of small cap technology company, Reffind, which was oversubscribed by about 385%. The regulator found that Foster Stockbroking ...

SelfWealth lists on ASX

JAMIE WILLIAMSON  |  THURSDAY, 23 NOV 2017
Peer-to-peer share trading platform SelfWealth listed on the ASX today after a successful initial public offering saw $7.3 million raised. The company, comprising SelfWealth TRADING and SelfWealthPREMIUM, debuted on the ASX at 1pm and will trade under ...

Netwealth lists on ASX

JAMIE WILLIAMSON, MICHELLE BALTAZAR  |  MONDAY, 20 NOV 2017
Netwealth was admitted to the ASX's official list following its successful initial public offering. Debuting on the ASX at midday, Netwealth's fully paid ordinary shares commenced trading on a conditional and deferred settlement basis with normal trading ...

Fintech firm launches $7.5m IPO

ALEX BURKE  |  TUESDAY, 7 NOV 2017
A fintech business offering a commission-free flat-fee ASX brokerage service has opened its initial public offering, aiming to raise up to $7.5 million. SelfWealth (ASX:SWF) will issue 37.5 million shares at 20c per share and anticipates market capitalisation ...

Pinnacle boutique launches $250m LIC offer

ALEX BURKE  |  WEDNESDAY, 25 OCT 2017
A Pinnacle affiliate has launched the initial public offering for a new small cap listed investment vehicle. Spheria Asset Management is aiming to raise up to $250 million for Spheria Emerging Companies Limited (SEC), which will invest in a portfolio ...

Netwealth lodges prospectus for IPO

KARREN VERGARA  |  TUESDAY, 24 OCT 2017
... ASIC offering 71.3 million shares at $3.70 per share, expecting to raise about $264 million. Netwealth's initial public offering (IPO) comprises a retail offer consisting of broker firm, platform priority, general priority and employee offers, as well ...

Cromwell withdraws REIT prospectus

ALEX BURKE  |  MONDAY, 25 SEP 2017
... list on the Singapore exchange and invest in a diversified portfolio of European real estate assets. The initial public offering was approximately $1.5 billion, and Cromwell said this reflected its "stated strategy of diversifying capital sources and ...

Adviser, SMSF demand driving LIC growth

KARREN VERGARA  |  FRIDAY, 8 SEP 2017
Financial advisers and self-managed super funds are helping drive the strong demand for listed investment vehicles offering wider asset classes and a more diversified portfolio, according to a MinterEllison report. The Australian listed investment companies ...

Westpac halts $14bn asset manager sale

ALEX BURKE  |  FRIDAY, 18 AUG 2017
... somewhat troubled journey undertaken by the REIT prior to listing, with Charter Hall initially shelving the initial public offering and then re-launching it with a reduced equity interest, this is a positive result for the product. The REIT's fund manager ...