Search Results | Showing 71 - 80 of 338 results for "Accountable" |
| | | ... profits over investor protection is one we see far too often in this space, and today we're both holding Kraken accountable for its misconduct and sending a message to others to come into compliance." The crypto contagion continued with Binance and ... |
| | | | ... at Deutsche Asset Management, and Skandia's head of retail investment services. In her new role, Fitzgerald will be accountable for ensuring investment portfolios and investment capability can consistently navigate and adapt the investment landscape ... |
| | | | ... uncorrected for many years. He said excessive power is conferred on the chief executive, who is not perceived to be accountable to the board. "Culturally, the generally accepted view is that the chief executive runs the show," explained Switkowski. "During ... |
| | | | ... are relevant given the recent passing of the Financial Accountability Regime (FAR) Bill 2023. "Under the FAR regime, accountable entities will need to nominate an accountable person responsible for oversight of remediation programs," ASIC said. The financial ... |
| | | | ... insurers, and superannuation funds. The FAR ensures that these institutions clearly identify individuals who will be held accountable for the actions of the organisation." APRA and ASIC will jointly administer the FAR. "They will have the power to disqualify ... |
| | | | ... endorse tax exploitation schemes by 100%. As part of government reforms that aim to strengthen the industry and hold it accountable, penalties will jump from $7.8 million to over $780 million. In a statement, government said the new package looks to ... |
| | | | ... never any intention to mislead, but Vanguard recognises it has not lived up to the high standards it holds itself accountable to and apologises for the concern this matter may cause for our clients," the manager said. Vanguard said it requested a trading ... |
| | | | ... APRA and ASIC include the proposed regulator rules that prescribe information for inclusion in the FAR register of accountable persons, including supporting detail about the ADI key function descriptions, as well as proposed transitional rules that prescribe ... |
| | | | ... is clear that the conduct of a number of partners fell short of what was expected of them. They are now being held accountable for their misconduct," said Stubbins. "While we cannot change the past, we can control our actions today and in the future. ... |
| | | | ... of investors by depriving them of the protections to which they are entitled. Today's action seeks to hold Coinbase accountable for its choices." The SEC is seeking injunctive relief, disgorgement of ill-gotten gains plus interest, penalties, and other ... |
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