Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 51 - 60 of 338 results for "Accountable"

Regulators warn of possible issues with FAR reporting

ELIZA BAVIN  |  THURSDAY, 28 NOV 2024
... banking, insurance, and superannuation entities specific aspects consistent with previously released FAR guidance. "Accountable entities should have robust frameworks in place to ensure that registration and notification submissions are complete and ...

Gensler to leave SEC in January

JAMIE WILLIAMSON  |  FRIDAY, 22 NOV 2024
... resiliency, and integrity in the US capital markets. He also oversaw high-impact enforcement cases to hold wrongdoers accountable and return billions to harmed investors." Gensler's term was characterised by his tough stance on Wall Street misconduct ...

JP Morgan subsidiaries fined $230m by regulator

JAMIE WILLIAMSON  |  FRIDAY, 1 NOV 2024
... settlements, which include multiple self-reports and large voluntary payments to harmed investors, JP Morgan is being held accountable for its regulatory failures."

Cole puts funds on notice as expenditure data is revealed

ELIZA BAVIN  |  WEDNESDAY, 30 OCT 2024
... would trigger a review of an expenditure decision. "APRA recommends that trustees obtain a yearly attestation from accountable senior executive management that they are taking reasonable steps to the meet expenditure management requirement, and that ...

APRA prioritises supervision of trustee spending

JAMIE WILLIAMSON  |  TUESDAY, 22 OCT 2024
... attestations recommended under Superannuation Practice Guide 515 Strategic and Business Planning (SPG 515) and the role of accountable persons under the Financial Accountability Regime," APRA said. "Where deficiencies are identified, APRA's supervisory ...

Federal Court approves AMP BOLR class action settlement

KARREN VERGARA  |  MONDAY, 9 SEP 2024
... (BOLR) class action settlement despite some participants objecting to it, calling for a larger payout and making AMP accountable for its actions. Justice McElwaine approved the settlement amount AMP Financial Planning (AMPFP) must now pay financial advisers ...

Insignia Financial hires expert to boost brand exposure

MATTHEW WAI  |  WEDNESDAY, 28 AUG 2024
... Fowler as its general manager of brand strategy, as it looks to revitalise the MLC brand. Insignia said Fowler will be accountable for the development of brand strategies for all its brands, with the focus on enhancing Insignia's brand strength and prominence ...

AustralianSuper takes monster hit on Pluralsight

ANDREW MCKEAN  |  TUESDAY, 27 AUG 2024
... AustralianSuper investor you thought that particular risk was acceptable for their retirement goals? Who will be held accountable & when?" he said.

'Our patience is running thin': ASIC

ELIZA BAVIN  |  THURSDAY, 15 AUG 2024
... "Quite frankly, our patience is running thin - we want to see meaningful action now. "We need funds to be transparent, accountable, and member-focused in how they consistently deliver for Australians both in retirement and also in all the years leading ...

ANZ staff axed over treasury bond scandal

ELIZA BAVIN  |  THURSDAY, 25 JUL 2024
... said. "We have been very clear with our people. Where we find any evidence of wrongdoing, those involved will be held accountable and action will be taken. The board will also lead a process to ensure consequences will be applied to senior executives ...