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Showing 881 - 890 of 6694 results for "securities"

Latitude IPOs despite spotted past

ELIZABETH MCARTHUR  |  WEDNESDAY, 21 APR 2021
... yesterday, with one billion shares offered at $2.60 at the time of float before the share price rose to $2.77. Pershing Securities and Hamilton Lane investors were among the 20 largest holders of the Latitude share register prior to the initial public ...

Centuria to merge with Primewest

ANNABELLE DICKSON  |  MONDAY, 19 APR 2021
... Under the deal, Primewest shareholders will receive $1.51 per security made up of $0.20 in cash and $0.473 Centuria securities. The Primewest board, which holds a 53% stake, recommends the merger and has confirmed it intends to accept the offer in the ...

Regulator frets over SPAC boom

ELIZABETH MCARTHUR  |  FRIDAY, 16 APR 2021
... regulator has confirmed it has concerns around the rapid growth of Special Purpose Acquisition Companies (SPACs). US Securities and Exchange Commission acting director for the division of corporate finance John Coates said there are concerns around fees ...

Sydney multi-boutique adds crypto fund

KANIKA SOOD  |  FRIDAY, 16 APR 2021
... manager said. Arrano is the blockchain arm of Venture Smart Asia Limited (VSAL), which is licensed by Hong Kong's Securities and Future Commissions to manage virtual asset funds for professional investors, according to Mantis. "Globally leading institutional ...

Bernie Madoff dies in prison

ELIZABETH MCARTHUR  |  THURSDAY, 15 APR 2021
... compassionate grounds due to his terminal kidney failure. In May 2020, Madoff's life expectancy was 18 months. The US Securities and Exchange Commission (SEC) had conducted five major investigations into Madoff, dating back to 1992, but had failed ...

Goldsky director charged

ELIZABETH MCARTHUR  |  TUESDAY, 13 APR 2021
... Corporations Act by operating a financial services business without an Australian Financial Services licence. The US Securities and Exchange Commission filed a civil suit against Goldsky Asset Management and Grace in 2018 after ASIC assisted in its i ...

T.Rowe Price adds to APAC leadership

ANNABELLE DICKSON  |  MONDAY, 12 APR 2021
... support of our clients across a complex and dynamic region." The appointment follows T.Rowe Price hiring former ETF Securities chief executive Kris Walesby as an ETF consultant.

Implemented Portfolios adds to team

ANNABELLE DICKSON  |  THURSDAY, 8 APR 2021
... was in a similar role at Xplore Wealth. She was also an associate director - client relationship and trading at FIIG Securities and a client service associate at RaboDirect Australia. O'Halloran was most recently a business development associate at MLC ...

Vanguard targeted in bond fund scam

KANIKA SOOD  |  WEDNESDAY, 31 MAR 2021
... statement. Previously Citi and IFM Investors had fake prospectuses of bond funds circulated in their names. The Australian Securities and Investment Commission had to issue a warning to investors. "In this low-rate environment, these scammers are taking ...

New hybrids ETF on Chi-X

KANIKA SOOD  |  WEDNESDAY, 31 MAR 2021
... has listed a hybrid fund on the Chi-X. The Elstree Hybrid Fund (EHF1) invests in Australian hybrids and interest rate securities, targeting a return over short-term interest rates over a three-year period. "We believe the hybrid market offers opportunities ...