Search Results | Showing 861 - 870 of 940 results for "AFSL" |
| | | ... provide the projections to members at the same they receive their account statements. ASIC said funds that already have an AFSL will continue to receive regulatory relief from the personal advice provisions when providing these projections. "We do not ... |
| | | | ... Victoria/Tasmania/South Australia. Browning said Townshend is experienced in practice management, and has also operated under his own AFSL. "In his role Mike will be actively working with our current advisers using practice development initiatives designed ... |
| | | | ... includes restricting the term "financial adviser" to persons who are regulated by ASIC, duly authorised to provide advice by an AFSL, and who provide appropriate "personal" advice following consideration of a person's personal circumstances, among others. ... |
| | | | ... talks to obtain dedicated cover for individual advisers. The logic behind the move is that advisers can leave a particular AFSL holder and choose to go to another they prefer, and only pay the insurance cover for their individual practice, she said. ... |
| | | | ... until three years after the directive is introduced. Matching the regulatory equivalence in Australia could mean that current AFSL regulations would need to be altered to fit the EC's requirements. "This unreasonable directive will make it extremely ... |
| | | | ... to advise on margin lending and also apply the financial resource requirements to Australian financial service licensees (AFSL) that deal in margin lending products. At present, Tier 1 products, that are more complex, attract advanced training requirements ... |
| | | | ... of BGL Corporate Solutions Pty Ltd. Services include SMSF investment and insurance, retail and corporate superannuation, AFSL licensing and financial services referral services. |
| | | | ... super and other 'basic' queries that fall within the definition of intra-fund advice. However, the super fund must hold an AFSL to answer member queries and it can not give advice on switching between super funds, recommend financial products outside ... |
| | | | ASIC has permanently banned Mark William Clough from providing financial services after conducting business without an AFSL and pocketing $43,500 of his client's funds. This follows an ASIC investigation into Clough's dealings when he operated an insurance ... |
| | | | ... previously free. The pricing changes affect a package the firm provides to more than 200 Australian Financial Service Licence (AFSL) holders. The package includes the use of white labelled documents, access to E*TRADE Pro and a dedicated relationship ... |
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