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Showing 891 - 900 of 940 results for "AFSL"

Pengana to ride the UK REIT wave

... the UK Financial Services Authority to run a business, the equivalent of getting an Australian Financial Services License (AFSL) locally. "Pengana is proactively building its offshore capacity and resources as part of its strategic focus on new business ...

Beware of hedge risk: Deloitte

... Australian counterparts. For example, Australian hedge fund managers do require an Australian financial services licence (AFSL) and, depending on structure, may be regulated by the Australian Securities and Investments Commission (ASIC). By contrast ...

End for scheme scamming Greek community

HAMISH MADDEN | FRIDAY, 2 FEB 2007

... carrying on a financial services business and providing financial services without an Australian Financial Services License (AFSL). They were ordered not to engage in any similar conduct. Jan Redfern, ASIC's executive director of enforcement, said the ...

ANZ FP to focus on maintaining its muscle

HAMISH MADDEN | TUESDAY, 21 NOV 2006

... expensive to support a small practice. There seems to be a slowly moving trend for some practices towards giving up their AFSL and moving into dealer groups." Goodall also said he thought the shortage of financial planners in the marketplace would continue ...

Family banned by ASIC and AFSL revoked

HAMISH MADDEN | MONDAY, 13 NOV 2006

... Australian family have been banned from providing financial services and have had their Australian Financial Services License (AFSL) revoked following an investigation by the Australian Securities and Investments Commission (ASIC). Australian Business ...

Clearing houses need to be licensed: ASIC

ALEX DUNNIN | WEDNESDAY, 4 OCT 2006

... regulator has firmly decided that both are financial products and operators need an Australian Financial Service License (AFSL). Mark Adams, ASIC's director of regulatory policy and research, said, "ASIC considers that superannuation clearing houses ...

AFM gets expanded AFSL

ALEX DUNNIN | TUESDAY, 12 SEP 2006

Distribution, sales, marketing and compliance adviser Australian Funds Marketing (AFM) has been granted an expanded Australian Financial Services License to operate registered managed investment schemes. "This makes AFM a one-stop shop for responsible ...

Financial mentor to be wound up

HAMISH MADDEN | THURSDAY, 31 AUG 2006

... director Andrew Carr had carried on a financial services business without holding an Australian Financial Services License (AFSL). The order to proceed with the winding up of the operation affects Nimshay Pty Ltd trading as Superior Wealth Creation and ...

AIST makes legal appointment

... with Colonial. McLaughlin's responsibilities will also include developing the group's board competency services, providing AFSL updates for members and staff and legal and compliance consulting projects. Kate Hage

Platinum re-brands to Sentry

KATE HAGE | MONDAY, 17 JUL 2006

... South Australia next month." Sentry Financial Group Pty Ltd is the holding company which will still be based in Perth and the AFSL holder for the group. Two new subsidiaries have also been added including an insurance broking specialist and finance mortgages ...

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Global X awards mandate for ETF business

ELIZA BAVIN | 12:33PM

Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA | 11:56AM

Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI | 11:09AM

The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA | 12:20PM

MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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