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Showing 901 - 910 of 940 results for "AFSL"

Little Black Book now available on FinancialStandard.com.au

ALEX DUNNIN  |  WEDNESDAY, 12 JUL 2006
... are not just the traditional lists of money managers and super funds, but also include details about sectors as diverse as AFSL support services, CFD providers, education and training services, industry associations, investment managers, managed accounts ...

Investors get money back from failed mortgage scheme

HAMISH MADDEN  |  WEDNESDAY, 31 MAY 2006
... schemes are no longer a significant issue because all such schemes are now required to be registered with ASIC and to hold an AFSL. However, this outcome will assist ASIC in formulating future regulatory responses in relation to losses incurred under ...

Super adviser loses license after ASIC super switching survey

... has revoked the license of SMS Advising Group because it failed to comply with its Australian Financial Services License (AFSL) requirements and would be unable to do so in the future. The regulator discovered SMS' poor compliance after it reviewed the ...

Life insurers and 25 AFSL holders under ASIC microscope

The Australian Securities and Investments Commission (ASIC) has launched formal investigations into 25 AFSL holders and will be watching life insurers closely, as a result of its latest license breaches report announced this week. The regulator has ...

ASIC shadow shopping: the good, the bad and the ugly

... survey was conducted during June to December last year. More than 90 per cent, or 284, of the advice surveyed was given by AFSL representatives while the remaining 22 were from non-AFSL accountants, tax agents or mortgage brokers. In a significant move ...

Pam McAlister joins the Greenfields team

... in the areas of superannuation, funds management and insurance. The firm also provides responsible officer training (for AFSL and APRA licensing), implemented consulting and compliance consulting. In regards to what services McAlister's arrival will ...

Paragem links with Miles Corporate to help planner group M&As

Paragem Partners, a supplier of AFSL support services, has linked with Miles Corporate, a specialist provider of corporate advisory and business agency services, to help planning firms and accounting practices sell or buy other firms. Tim Miles, managing ...

ASIC charges unlicensed advisers

... Court today charged with holding themselves out to be investment advisers without an Australian Financial Services License (AFSL). It is alleged that between January 2001 and March 2002, the four flogged a 'high yield' product to investors that promised ...

ASIC too soft on AFSL applicants: Aud Gen

ASIC has issued Financial Services Licenses (FSLs) in a rush and without properly inspecting applications from a number of financial planners, dealers and insurance brokers, according to a new Auditor-General report. The report by the national Auditor-General ...

Rei Super gains APRA licence

... contracted 'Professional Financial Solutions' who previously assisted them with their Australian Financial Services Licence (AFSL) application. "AFSL is a different licence but it was very clear to me that we would benefit from using an external consultant ...