Search Results | Showing 811 - 820 of 940 results for "AFSL" |
| | | Australian Securities & Investments Commission has cancelled the Australian financial services and credit license of Morrison Carr Financial Services following a surveillance of the national planning business The sole director of Morrison Carr Financial ... |
| | | | ... likely to take a dim view of member registers cobbled together on spreadsheets." A" Concheanainn said that given holding an AFSL is now a common feature of family offices, the corresponding implications in terms of records, issuing products and delivering ... |
| | | | ... provide advice on self managed superannuation funds (SMSFs) without having to hold an Australian Financial Services Licence (AFSL), but the proposed removal of the exemption under the Future of Financial Advice (FOFA) regulation will force accountants ... |
| | | | ... of our clients, in particular the business owners and responsible managers of the Australian Financial Services License's (AFSL) who partner with us," Englund said. Licensee Select was established in 2000 and provides a range of business to business ... |
| | | | ... deceptive conduct. Specifically, the Court found that CIA falsely stated it was associated with City Index, an unrelated AFSL holder and was an established and reputable provider of financial services with a history of generating investment returns for ... |
| | | | ... quality and practical financial advice," Conway said. "We're finally satisfied that the government's solution - a conditional AFSL for accountants - addresses the deficiencies in the current accountants' exemption and enables accountants to provide a ... |
| | | | ... 1986, as an agent with Legal and General, progressing his career through study and experience to ultimately hold his own AFSL in 2003. As well as his terms as President and State Director, Mr Murphy also served as Chairman of the Public Affairs Committee ... |
| | | | Victorian financial planning practice, Future First, is the thirteenth firm to join independently owned Paragem AFSL, leaving AMP-aligned Hillross Financial Services. With the addition of Future First, Paragem's AFSL now holds over $1.3bn under advice. ... |
| | | | Property investment group Forrester Cohen has appointed a new head of distribution to target the adviser market. John Finucane has been appointed head of distribution for Forrester Cohen. Finucane has over 30 years experience in the third party lending ... |
| | | | ... said netwealth Managing Director, Michael Heine. "Importantly it will also remove any confusion with the Paragem Wholesale AFSL which is a separate, privately owned business, and has no financial relationship with the netwealth Group." Kate Humphries ... |
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