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Showing 781 - 790 of 940 results for "AFSL"

Independent advisers more loyal to their licensees

LAURA MILLAN  |  TUESDAY, 6 AUG 2013
... another dealer group in the next two years although advisers that are considering a move are more likely to take up their own AFSL rather than join an existing one. The findings were featured in the latest Tepana Financial Indices and my dealer group ...

ASIC bans broker for deceptive conduct

JAMES FERNYHOUGH  |  TUESDAY, 6 AUG 2013
... more than $40 million in losses, and put one at risk of breaching the terms of their Australian financial services licence (AFSL). Barr is the 34th person to be banned from providing financial services this year, and the 18th to receive a permanent ban. ...

NTAA keen to establish referral relations with advisers

LAURA MILLAN  |  MONDAY, 5 AUG 2013
... more in their world than what they are prepared to do." The NTAA recently set up an Australian financial services licence (AFSL) under the name of NTAA Advice that its members can use to provide SMSF advice.

Advice firms start to launch in post-FoFA regime

LAURA MILLAN  |  THURSDAY, 1 AUG 2013
... launch Bombora Advice, a boutique risk advice business that will operate under its own Australian financial services licence (AFSL). "It is a far more rigorous process now that when I first launched Apogee in the mid-90s," Handley told Financial Standard. ...

ASIC cancels Perth stockbroker's licence

JAMES FERNYHOUGH  |  THURSDAY, 1 AUG 2013
Perth securities dealer Stellar Securities Pty Ltd has lost its Australian financial services licence (AFSL) over compliance issues. The Australian Securities and Investments Commission (ASIC) found Stellar Securities had failed to comply with conditions ...

ASIC revokes Australian Public Trustees' AFSL

JAMES FERNYHOUGH  |  TUESDAY, 30 JUL 2013

Count goes "social" in hunt for accountancy business

ALICE URIBE  |  WEDNESDAY, 17 JUL 2013
... media platforms as part of its strategy to attract accountancy firms to work under its Australian Financial Services Licence (AFSL). Count chief executive David Lane told Financial Standard that it is using Twitter, LinkedIn and Instagram to build trust ...

WB advisers join CBA's Financial Wisdom

LAURA MILLAN  |  MONDAY, 15 JUL 2013
The 23 authorised representatives of WB Financial Management have joined the Commonwealth Bank-owned Financial Wisdom dealer group. WB Financial board took the decision to go under CBA's umbrella in an attempt to deal with "an increasingly comply regulatory ...

Lifewise joins independent dealer group

LAURA MILLAN  |  THURSDAY, 4 JUL 2013
... when he realised that "despite Lifewise now having the scale to apply for its own Australian financial services licence (AFSL), joining Synchron made more sense." "Having our own AFSL would have meant a large chunk of our time would have been taken away ...

ASIC urged to extend 'wet signatures' exemption

MARK SMITH  |  WEDNESDAY, 3 JUL 2013
... schemes for initial applications made through a secure electronic means where the origination of the application is via an AFSL holder such as a broker, wealth adviser or dealer group. "AMFS should not be the only party to be able to have this exemption. ...