Search Results | Showing 741 - 750 of 940 results for "AFSL" |
| | | ... arms, as well as affected customers. KordaMentha's appointment is part of the varied Australian financial services licence (AFSL) conditions imposed by ASIC to Commonwealth Financial Planning and Financial Wisdom. As part of the additional AFSL requirements ... |
| | | | ... director David Montuoro said. Libertas Financial Planning currently has around 30 authorised representatives working under the AFSL. Find more articles about managed accounts in the FS Managed Accounts journal here |
| | | | ... and asset protection. Fortnum expects a wave of accountants to apply for a limited Australian financial services licence (AFSL) in 2015 as the accountants' exemption draws nearer. The new subsidiary is headed by chartered accountant and business coach ... |
| | | | ... that an adviser can advise on; any bans, disqualifications or enforceable undertakings and details around ownership of the AFSL and disclosure of the ultimate parent company. |
| | | | ... that an adviser can advise on; any bans, disqualifications or enforceable undertakings and details around ownership of the AFSL and disclosure of the ultimate parent company. When asked about the funding model for the register, Leapfrog director and ... |
| | | | ... inducing the investor to deliver $100,000 to his company, Andean Securities. Lim held an Australian financial services licence (AFSL) from May 2010 until March 2013, when he voluntarily cancelled it and refunded $100,000 to the investor. The Australian ... |
| | | | ... compliance obligations. Protect Ensure, with offices in Brisbane and Sydney, has had its Australian financial services licence (AFSL) suspended from September 23, 2014, to December 19, 2014. Following surveillance, ASIC found that the firm failed to ... |
| | | | ... limited advice on insurance cover, contributions or investment choice. The service will be provided and licenced under the AFSL of Industry Fund Services (IFS) and delivered by IFS Authorised Representatives "operating within Kinetic Super's Member Experience ... |
| | | | ... financial planning firms within our boutique Licensee business Financial Planning Services Australia (FPSA) and also establishing AFSL's for financial planning firms that wish to operate as an IFA under their own License." He said 23 advice firms and ... |
| | | | Brisbane-based Custom Wealth Solutions has also lost its Australian financial services (AFS) licence for three months. ASIC suspended the group's licence after it entered into receivership on June 11, 2014. The regulator has also permanently banned ... |
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