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Showing 771 - 780 of 940 results for "AFSL"

Chambers enters into administration, loses AFSL

LAURA MILLAN  |  FRIDAY, 4 OCT 2013
Chambers Investment Planners entered into voluntary administration and had its Australian financial services licence (AFSL) cancelled by the Australian Securities and Investments Commission (ASIC). ASIC also cancelled the Australian credit licence of ...

New adviser service speeds up dealer group creation

LAURA MILLAN  |  MONDAY, 30 SEP 2013
... dealer group. My Dealer Services and Libertas Solutions will help advisers to obtain an Australian financial services licence (AFSL) and manage the ongoing compliance requirements. It will provide a full range of licensee services and functions for boutique ...

New SFG service launched to reposition boutiques

ALICE URIBE  |  THURSDAY, 12 SEP 2013
... SFG Australia (SFGA) has launched a business-to-business offering to assist boutique Australian Financial Services Licence (AFSL) holders with back-end support. The offering from the SFGA-owned Actuate Alliance Services will provide licensee and advice ...

ASFA wary about SMSF property schemes

LAURA MILLAN  |  WEDNESDAY, 11 SEP 2013
... Association of Superannuation Funds of Australia (ASFA) is calling for mandatory Australian financial services licensing (AFSL) for all persons involved in the sale of investment products and property to self-managed super funds (SMSF). ASFA expressed ...

Asteron takes on former Aon Hewitt exec

JAMES FERNYHOUGH  |  THURSDAY, 5 SEP 2013
... Advice, where he was responsible for operations, governance, and strategy implementation in the Aon Hewitt Financial Advice AFSL. In his new role, Plant will report to executive general manager for adviser distribution Jordan Hawke said. Hawke said ...

ASIC orders additional AFSL conditions on Sydney firm

LAURA MILLAN  |  MONDAY, 26 AUG 2013
... and Investments Commission (ASIC) has imposed additional licence conditions on the Australian financial services licence (AFSL) of a Sydney-based firm. ASIC identified concerns about the adequacy of Roco International's market risk management systems. ...

Global firm mulls Aussie advice market

LAURA MILLAN  |  THURSDAY, 22 AUG 2013
... built the financial planning division from scratch and it operates under AMP Group Australian financial services licence (AFSL). "We have one adviser working for us because this is still part of a start-up within Willis and if we demonstrate that the ...

Trading platform bids to raise industry transparency standards

MARK SMITH  |  TUESDAY, 20 AUG 2013
... trading platform. We believe the level of oversight being provided should be industry practice for any entity that is an AFSL holder," he said. "Policies and procedures are not enough to demonstrate transparency, and we believe by going above and beyond ...

Accountants ready to enter SMSF space, despite costs

ALICE URIBE  |  MONDAY, 19 AUG 2013

Accountants ready to access HUB24 platform

LAURA MILLAN  |  FRIDAY, 9 AUG 2013
... financial planning and services for the establishment of companies, trusts and SMSF funds. InterPrac Financial Planning is an AFSL holder, a member of NTAA advice and has over 90 authorised representatives with over $1 billion in funds under advice. ...