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Showing 791 - 800 of 9925 results for "Financial services"

NGS Super refreshes investment team, promotes three

KARREN VERGARA  |  FRIDAY, 26 JUL 2024
... of the liquid alternatives function. Before NGS Super, Mi traded in forex derivatives and fixed income for financial services firms based in Australia and China. As head of ESG and responsible investment, Skye King saw her role expand to become head ...

ART executive takes lead super role at Insignia

JAMIE WILLIAMSON  |  THURSDAY, 25 JUL 2024
... Financial chief executive Scott Hartley. The two have worked together several times before, including at Plum Financial Services and NAB, in addition to Sunsuper and ART. Speaking of Woodall, Hartley said his commercial expertise will assist the ongoing ...

Insignia Financial looks to slash redundancy entitlements

JAMIE WILLIAMSON  |  WEDNESDAY, 24 JUL 2024
... first 12 months of the new EA being in place. This would make it one of the lowest redundancy arrangements in financial services, the FSU said. "These arrangements will disproportionately impact older, long-term staff who have dedicated years of service ...

ASIC to launch new criminal investigation team

ELIZA BAVIN  |  WEDNESDAY, 24 JUL 2024
... a recommendation to split the regulator into two separate bodies; one focused on companies and the other on financial services enforcement. ASIC conceded during the Inquiry that its 'very wide remit' impacts its approach to regulatory activity. ...

Advisers shun major institutions, 500 exit: Rainmaker

KARREN VERGARA  |  WEDNESDAY, 24 JUL 2024
... and Morgans Financial gained the most advisers. Meanwhile, Merit Wealth, AMP Financial Planning, and Bridges Financial Services lost the highest number of advisers. Superannuation fund-linked advisers is the smallest institutional segment comprising ...

ASIC hits Melbourne adviser with travel ban

ELIZA BAVIN  |  TUESDAY, 23 JUL 2024
... (VIC), King Financial Group (NSW), and King Financial Group (QLD). Wealth Effect Advisory is an Australian financial services licensee of which King is a director. King has held an AFSL since 2007 and was previously licensed under Principal Financial ...

Consultation opens on tax practitioners' registration

KARREN VERGARA  |  MONDAY, 22 JUL 2024
... actions resulted in a two-year ban from the Tax Practitioners Board (TPB), while ASIC barred him from working in financial services. In the newly released consultation paper, Treasury said it wants to reform the registration framework to realign it with ...

Challenger executive joins Bell FG

KARREN VERGARA  |  MONDAY, 22 JUL 2024
... Financial Group as we see the intergenerational wealth transfer start to gather momentum. Across the entire financial services industry, this substantial transfer of assets and wealth will have significant implications for investors of all types." In ...

Industry funds defend CFMEU board ties

ANDREW MCKEAN  |  FRIDAY, 19 JUL 2024
... that all its board directors are appointed under the requirements of the SIS Act, Corporations Act, Australian Financial Services Licence obligations, and Superannuation Prudential Standard 520 Fit and Proper (CPS250). "We have robust procedures for ...

ASIC bans 'incompetent' financial services directors

ANDREW MCKEAN  |  FRIDAY, 19 JUL 2024
... foreign exchange contracts. The directors, Shay Zakhaim and Anthony Anderson, have been banned from running a financial services business as directors or as responsible managers for three and five years, respectively. ASIC cancelled XTrade's Australian ...