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Showing 741 - 750 of 9925 results for "Financial services"

AMP hires GM risk, compliance

KARREN VERGARA  |  FRIDAY, 6 SEP 2024
... "Cloe has served in several senior risk, compliance, governance and audit roles across the Big Four and the financial services industry more broadly for almost 30 years. She has overseen and successfully delivered a number of transformation and change ...

Melbourne adviser sentenced to 18 months' prison

ELIZA BAVIN  |  FRIDAY, 6 SEP 2024
... convicted by the County Court of Victoria on three counts of engaging in dishonest conduct while running a financial services business. Grimm was sentenced to 18 months' imprisonment, with nine months to serve, and a good behaviour bond for a period ...

ASIC cancels AFSL of foreign exchange contracts issuer

ELIZA BAVIN  |  THURSDAY, 5 SEP 2024
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services licence (AFLS) of contracts for difference (CFDs) and foreign exchange contracts issuer, FXOpen AU. ASIC said the decision to cancel the licence ...

Zurich appoints chief risk officer

ELIZA BAVIN  |  WEDNESDAY, 4 SEP 2024
Zurich Financial Services Australia has announced the appointment of David Wainwright to the position of chief risk officer for Australia and New Zealand. Wainwright has close to 25 years' experience in financial services and joins from Zurich in the ...

VFMC appoints deputy chair

ELIZABETH FRY  |  TUESDAY, 3 SEP 2024
... Lisa Gay welcomed her to the board, saying she brings a wealth of expertise in digital transformation within financial services and for-purpose entities. "Her strategic leadership skills in driving growth and innovation will be invaluable to VFMC and ...

Former Courtenay House director sentenced

MATTHEW WAI  |  TUESDAY, 3 SEP 2024
... or financial service contrary to s1041G Corporations Act 2001 (Cth); An offence of carrying on an unlicensed financial services business contrary to s 911A Corporations Act 2001 (Cth); and Two further charges in relation to the s1041G offence. The sentence ...

Super funds fail to meet millennial members' expectations: ASIC roundtable

ANDREW MCKEAN  |  MONDAY, 2 SEP 2024
... what's happening with their super compared to the minute-by-minute access provided by other banking and financial services apps. "I encourage superannuation fund members to think of themselves as a customer. As a customer, you have choices and can ...

Betashares completes Bendigo Superannuation acquisition

KARREN VERGARA  |  MONDAY, 2 SEP 2024
... Bendigo Superannuation, will continue to be the provider under the new ownership. "As we expand into a broader financial services business, we're focussed on helping our clients make smarter financial decisions and create long-term value as they ...

Count reports strong results on back of Diverger acquisition

ELIZA BAVIN  |  FRIDAY, 30 AUG 2024
... disciplined execution against clear strategic priorities has positioned the company as a leader in the Australian financial services landscape," Humphrey said. "As we approach out 45 th year of serving our clients, we're excited to have such a strong ...

FSU campaigns against workplace surveillance

JAMIE WILLIAMSON  |  FRIDAY, 30 AUG 2024
... Surveillance, investigating the current state of monitoring and surveillance practices in various industries, including financial services. In its submission, the FSU has called for legislation that would prohibit employees being surveilled unnecessarily ...