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Showing 791 - 800 of 1076 results for "Commissioner"

ASIC takes SMSF property spruikers to court

LAURA MILLAN  |  WEDNESDAY, 12 NOV 2014
... interests of clients, a duty to avoid conflicts of interest and providing access to dispute resolution schemes," ASIC commissioner Greg Tanzer said The first hearing of the matter is listed for 26 November 2014.

Share trader jailed over $260,000 fraud

LAURA MILLAN  |  MONDAY, 3 NOV 2014
... prosecuted the matter following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC commissioner John Price said: "Jones acted with complete disregard to the law and now must deal with the consequences of his behaviour." ...

ASIC pays commissioners $2.9m in 2014

LAURA MILLAN  |  THURSDAY, 30 OCT 2014
... of $2.9 million for 2014, about $10,000 less than in 2013. The ASIC annual report did not match the name of each commissioner with the salary they received, but it revealed that the highest salary paid in 2014 was $714,139, including superannuation ...

Accountant pays $10,000 fine for $100,000 fraud

LAURA MILLAN  |  FRIDAY, 3 OCT 2014
... investor. The Australian Securities and Investments Commissions (ASIC) brought the matter to the Perth District Court and Commissioner John Price said: "ASIC will ensure company directors who act fraudulently and seek to benefit personally are brought ...

ASIC: Beware fake forex website

MARK SMITH  |  TUESDAY, 16 SEP 2014
... www.fifx.com and falsely claim that their services are 'under the regulation of Australia (Regulation No. 290600)'. ASIC commissioner Greg Tanzer said neither First Forex, FiFx or FiFX Global are registered Australian companies, nor are their services ...

Retirement phase top issue for super in FSI

JAMES FERNYHOUGH  |  FRIDAY, 29 AUG 2014
... exporting of Australian financial services overseas. It called on the FSI to consider the appointment of a new ASIC commissioner to deal with international regulatory issues and for an agency to be established to coordinate and promote financial services. ...

FSC: Appoint an ASIC commissioner for international issues

MARK SMITH  |  THURSDAY, 28 AUG 2014
... Financial Services Council (FSC) has called on the Financial System Inquiry to consider the appointment of a new ASIC commissioner to deal with international regulatory issues and for an agency to be established to coordinate and promote financial services. ...

CBA looks for plaintiffs to assist in remediation process

LAURA MILLAN  |  MONDAY, 25 AUG 2014
... will be the panel's deputy chairman. Davies was the chairperson of the litigation reform commission and served as commissioner of the Queensland public hospitals commission of inquiry and was a member of the Queensland health reform advisory panel. Retired ...

Adviser jailed for blowing client funds on fast cars

MARK SMITH  |  THURSDAY, 21 AUG 2014
... investigations have led to two individuals being sentenced to a combined total of more than 10 years in jail," ASIC commissioner Greg Tanzer said. "ASIC will act to ensure those who disregard their responsibilities face the appropriate penalty. As today's ...

Investors vulnerable as property schemes shirk risk disclosure

JAMES FERNYHOUGH  |  WEDNESDAY, 23 JUL 2014
... investors in a vulnerable position according to the Australian Securities and Investments Commission (ASIC). ASIC commissioner Greg Tanzer said a review into the sector's disclosure was 'disappointing'. "The results are disappointing especially when ...