Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 771 - 780 of 1077 results for "Commissioner"

Ghost fund flogger banned

LAURA MILLAN  |  WEDNESDAY, 10 JUN 2015
... returns with low risk. "The law requires that financial products and services be offered by licensed businesses," ASIC Commissioner Greg Tanzer said.

Banned for taking $4m from SMSFs

LAURA MILLAN  |  MONDAY, 1 JUN 2015
... to purchase distressed properties in the US via offshore companies and did so without disclosure to clients. ASIC Commissioner Greg Tanzer said: "Today's outcome shows the courts, ASIC and the community will not tolerate behaviour that seeks to destroy ...

ASIC bans Macquarie representative

DARREN SNYDER  |  TUESDAY, 26 MAY 2015
... been undertaken by the company and as agreed under an enforceable undertaking accepted by ASIC in January 2013. ASIC Commissioner Peter Kell said investors should feel confident that financial advisers are acting within the authority given to them by ...

Super rules for women still unclear

DARREN SNYDER  |  MONDAY, 25 MAY 2015
... the company found the laws unclear when trying to implement the policy and sought advice from Sex Discrimination Commissioner Elizabeth Broderick. The issue comes to the fore as ASIC today launched its 'Women's Money Toolkit' - a free online resource ...

ASIC bans convicted fraud "mastermind"

ALEX BURKE  |  FRIDAY, 22 MAY 2015
... involvement in the serious fraud in the UK was motivated by greed and demonstrates a clear lack of integrity," said ASIC commissioner John Price. "ASIC's ban protects Australian consumers. It will prevent him from ever working in financial services in ...

ASIC seeks more bans in SMSF advice crackdown

ALEX BURKE  |  FRIDAY, 15 MAY 2015
... deliberately deceive investors or misuse investors' money for their own personal benefit are brought to account," said ASIC Commissioner Greg Tanzer. "The experience of the investors in this matter, who have lost in the order of $4.5 million, should ...

ASIC says AUD spike "not misconduct"

ALEX BURKE  |  MONDAY, 4 MAY 2015
... fourth most traded currency pair traded by turnover must be seen to be fair, orderly and transparent," said ASIC commissioner Cathie Armour. "ASIC has as a priority to promote confident and informed participation by investors and consumers in the financial ...

ASIC suspends Dunfo Capital AFSL

ALEX BURKE  |  MONDAY, 16 MAR 2015
... proactively report significant breaches to ASIC within 10 business days, as they are obligated to do," said ASIC Commissioner Greg Tanzer.

ASIC bans former Patersons adviser for life

ALEX BURKE  |  FRIDAY, 13 MAR 2015
... retail operations. "This is an example of ASIC cracking down on inappropriate behaviour by financial advisers," ASIC commissioner John Price said. "ASIC will act to remove those financial advisers from the industry who engage in dishonest conduct." According ...

ASIC bans former Westpac problem gambler

ALEX GAMBOTTO-BURKE  |  FRIDAY, 27 FEB 2015
... names. "Consumers need to have confidence and trust in those providing financial and credit services," said ASIC commissioner Greg Tanzer. "Individuals who fail to operate with integrity and in the best interests of their clients will be removed from ...