Search Results | Showing 791 - 800 of 5221 results for "2015-16 ASIC" |
| | | ... Provide Capital; it must now comply with a notice issued by ASIC to produce documents and pay the regulator's legal costs. ASIC had previously served a notice on Provide Capital to produce documents as part of an ongoing investigation, which the company ... |
| | | | ... accept they were in error and continued to press for the division of Mayfair 101 to be wound up," it said. Two days later, ASIC joined the case as a 'friend of the court' and supported the trustee and liquidator's attempt to have the group ... |
| | | | ... reporting, which forced a total of 8600 financial services firms to submit data by February 29, was extended to March 14. ASIC said it allowed more time, understanding it is the first time most firms are engaging with the new reporting process. The latest ... |
| | | | ASIC's action against Finder Wallet has fallen flat as the Federal Court rejected allegations it was spruiking a financial product related to cryptocurrency. Justice Markovic yesterday dismissed ASIC's case against Finder.com's Finder Wallet and its ... |
| | | | ... audits. The Australian Taxation Office (ATO) referred 15 SMSF auditors to ASIC following a review of files from audit firms. ASIC said it had concerns that the financial statements for SMSF clients were prepared by the same firm that also conducted the ... |
| | | | ... system, the grid affects the banking, credit, insurance, superannuation, investment, payments, and capital market entities. ASIC, APRA, the Australian Competition and Consumer Commission (ACCC), Reserve Bank of Australia (RBA), and Australian Taxation ... |
| | | | ... "If a company is raising money from the public... it needs to be truthful about its use of AI," he said. Closer to home, ASIC hasn't yet sounded the alarm on AI washing, but chair Joe Longo has voiced apprehensions regarding the adequacy of current regulations. ... |
| | | | APRA and ASIC have released more information about the Financial Accountability Regime (FAR) in preparation for the March 15 launch date. The regulators unveiled several key materials for the financial services sector, which were under consultation ... |
| | | | ... pre-trade data is crucial for price formation, aids liquidity, and enables investors to assess investment opportunities. ASIC pinpointed the transparency failure to ASX's failure to configure certain order functionality on its trading system; a problem ... |
| | | | VanEck chief executive and managing director of Asia Pacific Arian Neiron has reported an increase in interest from financial advisers and brokers for a Bitcoin ETF on the ASX. Since the US Securities and Exchange Commission (SEC) approved 11 Bitcoin ... |
|