Search Results | Showing 61 - 70 of 545 results for "Investigate" |
| | | Licensees are generally slow to report to ASIC because of deficient internal processes and poor monitoring of compliance with the reportable situations regime, a review found. Recent surveillance by ASIC found financial services and credit licensees ... |
| | | | Keystone Asset Management will be liquidated, as ASIC investigates exactly what's happened to funds invested in the Shield Master Fund. Keystone Asset Management (KAM) was the responsible entity for the Shield Master Fund, the assets of which were ... |
| | | | ... it easier for those experiencing menopause to remain in the workforce for longer. This included a recommendation to investigate the efficacy of existing menopause and reproductive leave policies on offer in Australia, such as those offered by Aware Super ... |
| | | | ... settlement agreement was "inconsistent" with AFCA's approach in investments and advice and has since consulted with ASIC to investigate the matter further. The financial firm was using a "deed of release" to settle AFCA complaints, but the terms of the ... |
| | | | ... he said. Pocock went on to ask, given so many of ASIC's leadership team hold a membership, who "would be left" to investigate an issue if one were to arise with Qantas, presuming those with a membership would recuse themselves. "Some things have come ... |
| | | | ... report by the last sitting day of March 2025. The Financial Advice Association Australia (FAAA) secured the motion to investigate how Dixon Advisory/E&P was able to escape unscathed from providing conflicted advice relating to its in-house product, the ... |
| | | | ... of March 2025. The committee is taking submissions until November 1. Senator Pauline Hanson secured the motion to investigate how Dixon Advisory escaped unscathed from providing conflicted advice relating to its in-house product, the US Masters Residential ... |
| | | | ... Hanson in the senate yesterday. After pounding the pavement for months, the FAAA has successfully secured a motion to investigate how Dixon Advisory, which is now Evans and Partners, was able to escape unscathed from providing conflicted advice relating ... |
| | | | ... in the Dixon Advisory scheme, what role directors and senior management played, and why ASIC failed to adequately investigate and take action in a timely way, despite numerous complaints from as early as 2008," she reinforced. Echoing this, general manager ... |
| | | | ... developed to provide greater clarity around what to expect from AFCA processes, greater transparency about the way we investigate complaints and make decisions, and ensure we continue to deliver consistent outcomes for complaints to AFCA," it said. "The ... |
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