Search Results | Showing 11 - 20 of 545 results for "Investigate" |
| | | The Australian Financial Complaints Authority (AFCA) has finalised its review of MWL Financial Services' lead decision, confirming the business, which is in liquidation, did not act in the complainant's best interest. In December, AFCA unveiled the ... |
| | | | The Australian Financial Complaints Authority (AFCA) has released details of its lead decision approach for Shield Master Fund and First Guardian Master Fund complaints, aiming to deliver a "consistent and fair" outcome for all affected investors. The ... |
| | | | From cyber breaches to mergers and increased regulatory action, there has been a raft of news surrounding the superannuation sector this year. Minimum standard services for super funds welcomed Treasurer Jim Chalmers and former Assistant Treasurer Stephen ... |
| | | | ... make available on their choice platforms. "ASIC now has 12 cases underway against 20 defendants and is continuing to investigate misconduct relating to Shield and First Guardian to hold those involved to account." APRA has also accepted a court enforceable ... |
| | | | ... pay for the misbehaviour of a small number of bad actors." However, Abood did welcome the government's commitment to investigate reforms for the CSLR. "We welcome the Minister's commitment to make changes to the CSLR to put it on a fairer and more sustainable ... |
| | | | In a report published today, ASIC has outlined several key trends among companies' whistleblower policies, and where they need to improve. Insights from the ASIC Whistleblower Questionnaire: July 2024 to June 2025 (REP 827) - which studied 134 companies ... |
| | | | ... "[However,] it's not just advice, there were multiple points where protections didn't work, which we need to investigate. But I also need to be upfront to say that in some instances, advice wasn't provided the way it should have been. "That's ... |
| | | | ... client being steered into the funds, however Venture Egg did not comply with the requirements and Interprac did not investigate or sanction Venture Egg, ASIC claims. The regulator said Interprac managing director and responsible manager Garry Crole apparently ... |
| | | | Nearly two thirds of SMSFs established under the recommendations of a financial adviser are unsuitable to their needs and put retirement savings at risk, an ASIC review reveals. Of 100 financial advice files investigated, 62 failed to demonstrate compliance ... |
| | | | Convicted Perth fraudster Chris Marco had his sentence handed down this week, after being found guilty following a five-week trial in September. The Supreme Court of Western Australia has sentenced Marco to 14 years imprisonment, with eligibility for ... |
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